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CervoMed Inc. Director's Dealing 2016

Dec 13, 2016

34364_dirs_2016-12-13_b10868f3-1a8f-455d-8e1a-edb1ff956043.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Diffusion Pharmaceuticals Inc. (DFFN)
CIK: 0001053691
Period of Report: 2016-12-08

Reporting Person: LEVIN ALAN G (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-12-08 Stock Option (Right to Buy) $2.74 A 14000 Acquired 2026-12-08 Common Stock (14000) Direct

Footnotes

F1: The shares underlying the options vest in equal parts on the last calendar day of each month until fully vested on November 30, 2019.