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CERUS CORP — Director's Dealing 2019
Apr 10, 2019
33349_dirs_2019-04-10_f438b404-908c-40d8-b5af-acd1a56542ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2019-04-10
Reporting Person: Green Kevin Dennis (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-10 | Common Stock | M | 2786 | $2.15 | Acquired | 82059 | Direct |
| 2019-04-10 | Common Stock | S | 2786 | $6.5103 | Disposed | 79273 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-10 | Option (Right to Buy) | $2.15 | M | 2786 | Disposed | 2019-09-30 | Common Stock (2786) | Direct |
Footnotes
F1: This transaction was executed pursuant to a 10b5-1 plan. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.45 to $6.55 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
F2: One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.
F3: Not applicable.