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CERUS CORP — Director's Dealing 2014
Mar 4, 2014
33349_dirs_2014-03-04_137b8c7a-010f-482c-96fd-8c6ae86954fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2014-03-03
Reporting Person: Greenman William Mariner (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-03 | Common Stock | M | 53500 | $2.28 | Acquired | 162745 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-03 | Option (Right to Buy) | $6.28 | A | 325000 | Acquired | 2024-03-02 | Common Stock (325000) | Direct |
| 2014-03-03 | Option (Right to Buy) | $2.28 | M | 53500 | Disposed | 2014-06-28 | Common Stock (53500) | Direct |
Footnotes
F1: Includes shares purchased pursuant to a qualified Employee Stock Purchase Plan on 2/28/2007 of 3,994 shares, on 2/29/2008 of 3,546 shares, on 2/28/2013 of 7,692 shares and on 2/28/2014 of 4,448 shares.
F2: One eighth (1/8th) of the shares subject to the Option shall vest six (6) months after the transaction date and one forty-eighth (1/48th) of the shares subject to the Option shall vest on each monthly anniversary of the transaction date thereafter.
F3: Not applicable.
F4: One eighth (1/8th) of the shares subject to the Option vested six months (6) after June 29, 2004 and one forty-eighth (1/48th) of the shares subject to the Option vested on each monthly anniversary of such date thereafter.
F5: Not applicable.