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CERUS CORP — Director's Dealing 2014
Oct 7, 2014
33349_dirs_2014-10-06_8cedf00b-d693-4b37-92ad-afa7b9ee3d8e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2014-10-03
Reporting Person: CORASH LAURENCE M (Director, Chief Med & Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-03 | Common Stock | M | 100 | $2.51 | Acquired | 780856 | Direct |
| 2014-10-03 | Common Stock | M | 150 | $2.98 | Acquired | 781006 | Direct |
| 2014-10-03 | Common Stock | M | 9940 | $2.15 | Acquired | 790946 | Direct |
| 2014-10-03 | Common Stock | M | 20060 | $2.15 | Acquired | 811006 | Direct |
| 2014-10-03 | Common Stock | M | 35000 | $.79 | Acquired | 846006 | Direct |
| 2014-10-03 | Common Stock | M | 97500 | $2.08 | Acquired | 943506 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-03 | Option (Right to Buy) | $2.51 | M | 100 | Disposed | 2014-11-15 | Common Stock (100) | Direct |
| 2014-10-03 | Option (Right to Buy) | $2.98 | M | 150 | Disposed | 2019-07-26 | Common Stock (150) | Direct |
| 2014-10-03 | Option (Right to Buy) | $2.15 | M | 9940 | Disposed | 2019-09-30 | Common Stock (9940) | Direct |
| 2014-10-03 | Option (Right to Buy) | $2.15 | M | 20060 | Disposed | 2019-09-30 | Common Stock (20060) | Direct |
| 2014-10-03 | Option (Right to Buy) | $.79 | M | 35000 | Disposed | 2019-01-11 | Common Stock (35000) | Direct |
| 2014-10-03 | Option (Right to Buy) | $2.08 | M | 97500 | Disposed | 2021-08-31 | Common Stock (97500) | Direct |
Footnotes
F1: The Options vested immediately on November 16, 2004.
F2: Not applicable.
F3: The Options became fully vested on September 30, 2009.
F4: One eighth (1/8th) of the shares subject to the Option vested six (6) months after October 1, 2009 and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.
F5: One fourth (1/4th) of the shares subject to the Option vested annually on each anniversary of the January 12, 2009 grant date.
F6: One eighth (1/8th) of the shares subject to the Option vested six (6) months after November 1, 2011 and one forty-eighth (1/48th) of the shares subject to the Option vested on the first day of each month thereafter.