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CERUS CORP — Director's Dealing 2013
Apr 24, 2013
33349_dirs_2013-04-23_91becceb-b14a-4849-b153-c601f616547d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2013-04-18
Reporting Person: Moore Carol (SR. V.P. Regulatory, Clinical)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3074 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to Buy) | $5.77 | 2018-03-31 | Common Stock (100000) | Direct | |
| Option (Right to Buy) | $4.19 | 2018-09-30 | Common Stock (20000) | Direct | |
| Option (Right to Buy) | $0.79 | 2019-01-11 | Common Stock (75000) | Direct | |
| Option (Right to Buy) | $2.15 | 2019-09-30 | Common Stock (30000) | Direct | |
| Option (Right to Buy) | $3.00 | 2020-08-31 | Common Stock (60000) | Direct | |
| Option (Right to Buy) | $2.48 | 2021-01-02 | Common Stock (25) | Direct | |
| Option (Right to Buy) | $2.08 | 2021-08-31 | Common Stock (130000) | Direct | |
| Option (Right to Buy) | $3.75 | 2022-02-28 | Common Stock (110000) | Direct | |
| Option (Right to Buy) | $3.66 | 2023-02-28 | Common Stock (170000) | Direct |
Footnotes
F1: Fully vested.
F2: One eighth (1/8th) of the shares subject to the Option vested on April 1, 2010 and one forty-eighth (1/48th) of the shares subject to the Option vested or will vest monthly thereafter.
F3: One eighth (1/8th) of the shares subject to the Option vested on March 1, 2011 and one forty-eighth (1/48th) of the shares subject to the Option vested or will vest monthly thereafter.
F4: One eighth (1/8th) of the shares subject to the Option vested on March 1, 2012 and one forty-eighth (1/48th) of the shares subject to the Option vested or will vest monthly thereafter.
F5: One eighth (1/8th) of the shares subject to the Option vested on September 1, 2012 and one forty-eighth (1/48th) of the shares subject to the Option vested or will vest monthly thereafter.
F6: One eighth (1/8th) of the shares subject to the Option will vest on September 1, 2013 and one forty-eighth (1/48th) of the shares subject to the Option will vest monthly thereafter.