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CERUS CORP — Director's Dealing 2013
Nov 6, 2013
33349_dirs_2013-11-05_3145bf51-1a59-4f60-843c-a8f16dc61674.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CERUS CORP (CERS)
CIK: 0001020214
Period of Report: 2013-11-04
Reporting Person: CASSIN BJ (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-04 | Common Stock | M | 5000 | $4.54 | Acquired | 5000 | Direct |
| 2013-11-04 | Common Stock | D | 5000 | $6.31 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-04 | Option | $4.54 | M | 5000 | Disposed | 2013-12-31 | Common (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 177384 | Indirect |
| Common Stock | 85000 | Indirect |
| Common Stock | 69841 | Indirect |
Footnotes
F1: The aggregate number of shares benefically owned following the reported transaction includes 100,000 shares acquired on December 15, 2008 and reported on a Form 4 filed on December 17, 2008 and amended on February 23, 2009.
F2: The securities are beneficially owned by Brendan Joseph Cassin and Isabel B. Cassin, Tr UA 10/31/96, Cassin Family Trust. The Reporting Person is a Trustee of such entity and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3: The securities are beneficially owned by Cassin Educational Foundation. The Reporting Person is the Chairman/President of such entity and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4: The securities are beneficially owned directly by Cassin Family Partnership. The Reporting Person is a General Partner of such entity and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5: Fully vested.
F6: Not applicable.