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CENTURIA OFFICE REIT — Major Shareholding Notification 2017
Feb 20, 2017
64683_rns_2017-02-20_8f39862e-7c19-487e-8685-19fe09c2a356.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme
ACN/ARSN
CENTURIA METROPOLITAN REIT (CMA) as responsible entity for CENTURIA METROPOLITAN REIT NO. 1 and CENTURIA METROPOLITAN REIT NO. 2 (together, CENTURIA METROPOLITAN REIT (CMA) CENTURIA PROPERTY FUNDS LIMITED – ACN 086 553 639 CENTURIA METROPOLITAN REIT NO. 1 – ARSN 124 364 718 CENTURIA METROPOLITTAN REIT NO.2 – ARSN 124 364 656
1. Details of substantial holder(1)
Name
WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B’
ACN/ARSN (if applicable)
ACN 007 457 141
There was a change in the interests of the substantial holder on 17/02/2017 The previous notice was given to the company on 5/02/2016 The previous notice was dated 3/02/2016
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows:
| Class of securities (4) | Previous Notice | Previous Notice | Present Notice | Present Notice |
|---|---|---|---|---|
| Person’s votes | VotingPower(5) | Person’s votes | VotingPower(5) | |
| STAPLED SECURITIES |
8,705,639 | 7.29% | 9,980,586 | 8.36% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change(7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 17/02/2017 | WBC & its Associates, BT Investment Management (Fund Services) Limited, Westpac Financial Services Group Limited, BT Funds Management Limited,BT |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
Page 1 of 16
Investment Management (Institutional) Limited, BT Funds Management (NZ) Limited.
4. Present relevant interests
| Particulars of each relevant | interest of the substantial holder in voting securities after the change are as follows: | interest of the substantial holder in voting securities after the change are as follows: | interest of the substantial holder in voting securities after the change are as follows: | interest of the substantial holder in voting securities after the change are as follows: | interest of the substantial holder in voting securities after the change are as follows: |
|---|---|---|---|---|---|
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder(8) |
Nature of relevant interest (6) |
Class and Number of securities |
Person’s votes |
| BT Funds Management (NZ) Limited |
Guardian Nominees No.2 Ltd |
Guardian Nominees No.2 Ltd |
BT Funds Management (NZ) Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
3,408,423, Stapled Securities |
3,408,423 |
| BT Funds Management Limited |
BT Portfolio Services Limited |
Guardian Nominees No.2 Ltd BT Portfolio Services Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
436,779, Stapled Securities |
436,779 |
| BT Investment Management (Fund Services) Limited |
State Street Australia Limited HSBC Custody Nominees (Australia) Limited. BT Investment Management (Fund Services) Limited BT Investment Management (Fund Services) Limited |
Guardian Nominees No.2 Ltd BT Portfolio Services Limited State Street Australia Limited HSBC Custody Nominees (Australia) Limited. BT Investment Management (Fund Services) Limited BT Investment Management (Fund Services) Limited |
BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
4,339,639, Stapled Securities |
4,339,639 |
Page 2 of 16
| BT Investment Management (Institutional) Limited |
Citicorp Nominees Pty Limited |
Guardian Nominees No.2 Ltd BT Portfolio Services Limited State Street Australia Limited HSBC Custody Nominees (Australia) Limited. BT Investment Management (Fund Services) Limited BT Investment Management (Fund Services) Limited Citicorp Nominees Pty Limited |
BT Investment Management (Institutional) Limited (previously known as BT Investment Management (RE) Limited) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
1,476,147, Stapled Securities |
1,476,147 |
|---|---|---|---|---|---|
| Westpac Financial Services Group Limited |
HSBC Custody Nominees (Australia) Limited. |
HSBC Custody Nominees (Australia) Limited. |
Westpac Financial Services Group Limited Registered Holder of Securities. ABN: 50 000 326 312 |
319,598, Stapled Securities |
319,598 |
5. Changes in association
The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management (Fund Services) Limited |
Level 14, Chifley Tower, 2 Chifley Square, SydneyNSW 2000 |
| Westpac Financial Services Group Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Investment Management (Institutional) Limited |
Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 |
Page 3 of 16
BT Funds Management (NZ) Limited Westpac On Takutai Square 16 Takutai Square Auckland 1010 New Zealand CENTURIA METROPOLITAN REIT (CMA) The Company Secretary, CENTURIA METROPOLITAN REIT (CMA) Level 39, 100 Miller Street NORTH SYDNEY NSW 2060 Tel: +61 28923 8923 Signature Print name Tim Hartin Capacity Company Secretary Sign here Date 21/2/2017
Page 4 of 16
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DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If
subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement
by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form,
together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Give details, if appropriate, of the present association and any changes in that association since the last substantial holding
notice.
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Page 5 of 16
ANNEXURE A
This is annexure ‘A’ referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities.
Tim Hartin – Company Secretary, Westpac Banking Corporation – 21/02/2017
TRANSACTION HISTORY
Sales & Purchases for the period : 4/02/2016 to 17/02/2017 SECURITY: CMA
| BT Funds Management Limited | BT Funds Management Limited | |||||
|---|---|---|---|---|---|---|
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
| 10/02/2016 | BT Portfolio Services Limited | Purchase | 9,852 | 20,036.01 | STAPLED SECURITIES |
9,852 |
| 10/02/2016 | BT Portfolio Services Limited | Purchase | 9,852 | 20,036.01 | STAPLED SECURITIES |
9,852 |
| 10/02/2016 | BT Portfolio Services Limited | Purchase | 9,852 | 20,036.01 | STAPLED SECURITIES |
9,852 |
| 3/03/2016 | BT Portfolio Services Limited | Purchase | 1,080 | 2,255.36 | STAPLED SECURITIES |
1,080 |
| 24/03/2016 | BT Portfolio Services Limited | Purchase | 24,365 | 49,994.54 | STAPLED SECURITIES |
24,365 |
| 29/03/2016 | BT Portfolio Services Limited | Purchase | 19,705 | 40,432.69 | STAPLED SECURITIES |
19,705 |
| 18/04/2016 | BT Portfolio Services Limited | Purchase | 8,000 | 17,227.20 | STAPLED SECURITIES |
8,000 |
| 22/04/2016 | BT Portfolio Services Limited | Purchase | 23,255 | 50,044.76 | STAPLED SECURITIES |
23,255 |
| 22/04/2016 | BT Portfolio Services Limited | Purchase | 9,302 | 20,035.58 | STAPLED SECURITIES |
9,302 |
| 3/05/2016 | BT Portfolio Services Limited | Purchase | 850 | 1,878.25 | STAPLED SECURITIES |
850 |
| 5/05/2016 | BT Portfolio Services Limited | Purchase | 11,575 | 25,153.63 | STAPLED SECURITIES |
11,575 |
| 9/05/2016 | BT Portfolio Services Limited | Sale | -850 | -1,774.12 | STAPLED SECURITIES |
850 |
| 12/05/2016 | BT Portfolio Services Limited | Purchase | 9,300 | 20,302.83 | STAPLED SECURITIES |
9,300 |
| 31/05/2016 | BT Portfolio Services Limited | Purchase | 4,650 | 10,080.27 | STAPLED SECURITIES |
4,650 |
| 22/06/2016 | BT Portfolio Services Limited | Sale | -37,075 | -79,407.24 | STAPLED SECURITIES |
37,075 |
| 8/07/2016 | BT Portfolio Services Limited | Purchase | 9,175 | 20,779.54 | STAPLED SECURITIES |
9,175 |
| 18/07/2016 | BT Portfolio Services Limited | Purchase | 4,090 | 9,034.40 | STAPLED SECURITIES |
4,090 |
| 19/07/2016 | BT Portfolio Services Limited | Purchase | 8,400 | 18,572.40 | STAPLED SECURITIES |
8,400 |
| 20/07/2016 | BT Portfolio Services Limited | Purchase | 9,000 | 19,746.00 | STAPLED SECURITIES |
9,000 |
| 22/07/2016 | BT Portfolio Services Limited | Purchase | 494 | 1,142.92 | STAPLED SECURITIES |
494 |
| 22/07/2016 | BT Portfolio Services Limited | Purchase | 870 | 1,985.17 | STAPLED SECURITIES |
870 |
| 16/09/2016 | BT Portfolio Services Limited | Purchase | 1,994 | 4,363.27 | STAPLED SECURITIES |
1,994 |
| 6/10/2016 | BT Portfolio Services Limited | Sale | -985 | -2,101.10 | STAPLED SECURITIES |
985 |
| 11/10/2016 | BT Portfolio Services Limited | Sale | -22,830 | -49,504.57 | STAPLED SECURITIES |
22,830 |
| 26/10/2016 | BT Portfolio Services Limited | Sale | -33,334 | -72,268.11 | STAPLED SECURITIES |
33,334 |
| 26/10/2016 | BT Portfolio Services Limited | Sale | -23,255 | -50,463.35 | STAPLED SECURITIES |
23,255 |
| 26/10/2016 | BT Portfolio Services Limited | Purchase | 23,255 | 50,463.35 | STAPLED SECURITIES |
23,255 |
| 1/11/2016 | BT Portfolio Services Limited | Sale | -3,060 | -6,420.19 | STAPLED SECURITIES |
3,060 |
| 1/11/2016 | BT Portfolio Services Limited | Sale | -4,030 | -8,467.03 | STAPLED SECURITIES |
4,030 |
Page 6 of 16
| 11/11/2016 | BT Portfolio Services Limited | Purchase | 2,818 | 5,996.42 | STAPLED SECURITIES |
2,818 |
|---|---|---|---|---|---|---|
| 11/11/2016 | BT Portfolio Services Limited | Sale | -4,444 | -9,295.96 | STAPLED SECURITIES |
4,444 |
| 17/11/2016 | BT Portfolio Services Limited | Purchase | 2,380 | 5,046.31 | STAPLED SECURITIES |
2,380 |
| 23/11/2016 | BT Portfolio Services Limited | Sale | -4,090 | -8,507.20 | STAPLED SECURITIES |
4,090 |
| 23/11/2016 | BT Portfolio Services Limited | Purchase | 4,090 | 8,507.20 | STAPLED SECURITIES |
4,090 |
| 13/01/2017 | BT Portfolio Services Limited | Sale | -9,109 | -19,912.27 | STAPLED SECURITIES |
9,109 |
| 24/01/2017 | BT Portfolio Services Limited | Purchase | 2,818 | 6,171.42 | STAPLED SECURITIES |
2,818 |
| 24/01/2017 | BT Portfolio Services Limited | Sale | -2,818 | -6,171.42 | STAPLED SECURITIES |
2,818 |
| Total | 65,142 | 135,028.99 | ||||
| BT Funds Management Limited Total : | 65,142 | 135,028.99 |
BT Funds Management (NZ) Limited
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 9/02/2016 | Guardian Nominees No.2 Ltd | Purchase | 70,000 | 148,113.00 | STAPLED SECURITIES |
70,000 |
| 10/02/2016 | Guardian Nominees No.2 Ltd | Purchase | 2,700 | 5,779.89 | STAPLED SECURITIES |
2,700 |
| 1/04/2016 | Guardian Nominees No.2 Ltd | Purchase | 117,668 | 264,729.47 | STAPLED SECURITIES |
117,668 |
| 4/04/2016 | Guardian Nominees No.2 Ltd | Purchase | 15,000 | 33,711.00 | STAPLED SECURITIES |
15,000 |
| 5/04/2016 | Guardian Nominees No.2 Ltd | Purchase | 4,167 | 9,463.26 | STAPLED SECURITIES |
4,167 |
| 17/05/2016 | Guardian Nominees No.2 Ltd | Purchase | 15,631 | 36,426.48 | STAPLED SECURITIES |
15,631 |
| 18/05/2016 | Guardian Nominees No.2 Ltd | Purchase | 16,398 | 38,391.00 | STAPLED SECURITIES |
16,398 |
| 19/05/2016 | Guardian Nominees No.2 Ltd | Purchase | 9,853 | 22,871.77 | STAPLED SECURITIES |
9,853 |
| 26/05/2016 | Guardian Nominees No.2 Ltd | Purchase | 56,597 | 130,801.33 | STAPLED SECURITIES |
56,597 |
| 30/05/2016 | Guardian Nominees No.2 Ltd | Purchase | 36,976 | 85,688.18 | STAPLED SECURITIES |
36,976 |
| 31/05/2016 | Guardian Nominees No.2 Ltd | Purchase | 34,360 | 79,433.45 | STAPLED SECURITIES |
34,360 |
| 11/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 1,874 | 4,280.59 | STAPLED SECURITIES |
1,874 |
| 12/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 23,867 | 54,252.08 | STAPLED SECURITIES |
23,867 |
| 13/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 21,419 | 48,708.95 | STAPLED SECURITIES |
21,419 |
| 14/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 55,876 | 128,565.09 | STAPLED SECURITIES |
55,876 |
| 15/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 5,886 | 13,530.74 | STAPLED SECURITIES |
5,886 |
| 18/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 16,576 | 38,680.10 | STAPLED SECURITIES |
16,576 |
| 19/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 66,963 | 155,327.37 | STAPLED SECURITIES |
66,963 |
| 21/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 43,654 | 102,338.07 | STAPLED SECURITIES |
43,654 |
| 22/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 6,000 | 14,015.40 | STAPLED SECURITIES |
6,000 |
| 25/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 2,460 | 5,733.28 | STAPLED SECURITIES |
2,460 |
| 26/07/2016 | Guardian Nominees No.2 Ltd | Purchase | 1,000 | 2,355.00 | STAPLED SECURITIES |
1,000 |
| 4/08/2016 | Guardian Nominees No.2 Ltd | Sale | -260,000 | -620,802.00 | STAPLED SECURITIES |
260,000 |
| 5/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 40,000 | 93,816.00 | STAPLED SECURITIES |
40,000 |
| 7/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 34,449 | 79,839.00 | STAPLED SECURITIES |
34,449 |
| 9/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 25,000 | 58,167.50 | STAPLED SECURITIES |
25,000 |
Page 7 of 16
| 12/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 35,552 | 82,541.08 | STAPLED SECURITIES |
35,552 |
|---|---|---|---|---|---|---|
| 13/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 85,037 | 196,231.38 | STAPLED SECURITIES |
85,037 |
| 14/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 29,962 | 67,860.93 | STAPLED SECURITIES |
29,962 |
| 15/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 59,530 | 134,299.68 | STAPLED SECURITIES |
59,530 |
| 16/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 25,075 | 55,834.50 | STAPLED SECURITIES |
25,075 |
| 20/09/2016 | Guardian Nominees No.2 Ltd | Purchase | 19,800 | 44,292.60 | STAPLED SECURITIES |
19,800 |
| 31/10/2016 | Guardian Nominees No.2 Ltd | Purchase | 51,000 | 115,586.40 | STAPLED SECURITIES |
51,000 |
| 25/11/2016 | Guardian Nominees No.2 Ltd | Purchase | 54,000 | 121,197.60 | STAPLED SECURITIES |
54,000 |
| 28/11/2016 | Guardian Nominees No.2 Ltd | Purchase | 31,283 | 70,912.30 | STAPLED SECURITIES |
31,283 |
| 29/11/2016 | Guardian Nominees No.2 Ltd | Purchase | 12,203 | 27,403.06 | STAPLED SECURITIES |
12,203 |
| 30/11/2016 | Guardian Nominees No.2 Ltd | Purchase | 24,000 | 53,536.80 | STAPLED SECURITIES |
24,000 |
| 5/12/2016 | Guardian Nominees No.2 Ltd | Purchase | 37,754 | 84,032.85 | STAPLED SECURITIES |
37,754 |
| 6/12/2016 | Guardian Nominees No.2 Ltd | Purchase | 16,240 | 36,241.18 | STAPLED SECURITIES |
16,240 |
| 6/12/2016 | Guardian Nominees No.2 Ltd | Sale | -490,615 | -1,100,007.89 | STAPLED SECURITIES |
490,615 |
| 6/12/2016 | Guardian Nominees No.2 Ltd | Purchase | 490,615 | 1,100,007.89 | STAPLED SECURITIES |
490,615 |
| 7/12/2016 | Guardian Nominees No.2 Ltd | Purchase | 35,867 | 80,202.20 | STAPLED SECURITIES |
35,867 |
| 23/12/2016 | Guardian Nominees No.2 Ltd | Purchase | 45,000 | 100,989.00 | STAPLED SECURITIES |
45,000 |
| 28/12/2016 | Guardian Nominees No.2 Ltd | Purchase | 1,689 | 3,786.23 | STAPLED SECURITIES |
1,689 |
| 29/12/2016 | Guardian Nominees No.2 Ltd | Purchase | 29,562 | 65,473.92 | STAPLED SECURITIES |
29,562 |
| 10/01/2017 | Guardian Nominees No.2 Ltd | Purchase | 14,417 | 32,830.39 | STAPLED SECURITIES |
14,417 |
| 11/01/2017 | Guardian Nominees No.2 Ltd | Purchase | 46,162 | 105,129.34 | STAPLED SECURITIES |
46,162 |
| 11/01/2017 | Guardian Nominees No.2 Ltd | Purchase | 46,162 | 105,129.34 | STAPLED SECURITIES |
46,162 |
| 24/01/2017 | Guardian Nominees No.2 Ltd | Purchase | 81,342 | 185,305.21 | STAPLED SECURITIES |
81,342 |
| 27/01/2017 | Guardian Nominees No.2 Ltd | Purchase | 58,658 | 133,493.88 | STAPLED SECURITIES |
58,658 |
| 2/02/2017 | Guardian Nominees No.2 Ltd | Purchase | 16,190 | 37,426.42 | STAPLED SECURITIES |
16,190 |
| 3/02/2017 | Guardian Nominees No.2 Ltd | Purchase | 58,405 | 134,331.50 | STAPLED SECURITIES |
58,405 |
| 6/02/2017 | Guardian Nominees No.2 Ltd | Purchase | 23,405 | 53,693.41 | STAPLED SECURITIES |
23,405 |
| 14/02/2017 | Guardian Nominees No.2 Ltd | Purchase | 51,616 | 124,239.71 | STAPLED SECURITIES |
51,616 |
| 16/02/2017 | Guardian Nominees No.2 Ltd | Purchase | 8,098 | 19,475.69 | STAPLED SECURITIES |
8,098 |
| Total | 1,462,383 | 3,305,692.60 | ||||
| BT Funds Management (NZ) Limited Total : | 1,462,383 | 3,305,692.60 | ||||
| BT Investment Management (Fund Services) Limited |
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 30,000 | 61,200.00 | STAPLED SECURITIES |
30,000 |
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 30,000 | 61,200.00 | STAPLED SECURITIES |
30,000 |
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -30,000 | -61,200.00 | STAPLED SECURITIES |
30,000 |
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -30,000 | -61,200.00 | STAPLED SECURITIES |
30,000 |
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -30,000 | -61,200.00 | STAPLED SECURITIES |
30,000 |
Page 8 of 16
| 25/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -25 | -51.25 | STAPLED SECURITIES |
25 |
|---|---|---|---|---|---|---|---|---|---|---|
| 25/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 25 | 51.25 | STAPLED SECURITIES |
25 |
| 25/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 25 | 51.25 | STAPLED SECURITIES |
25 |
| 25/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -25 | -51.25 | STAPLED SECURITIES |
25 |
| 25/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -25 | -51.25 | STAPLED SECURITIES |
25 |
| 26/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 301 | 617.05 | STAPLED SECURITIES |
301 |
| 26/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 301 | 617.05 | STAPLED SECURITIES |
301 |
| 26/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -301 | -617.05 | STAPLED SECURITIES |
301 |
| 26/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -301 | -617.05 | STAPLED SECURITIES |
301 |
| 26/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -301 | -617.05 | STAPLED SECURITIES |
301 |
| 29/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -8,674 | -17,781.70 | STAPLED SECURITIES |
8,674 |
| 29/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 8,674 | 17,781.70 | STAPLED SECURITIES |
8,674 |
| 29/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 8,674 | 17,781.70 | STAPLED SECURITIES |
8,674 |
| 29/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -8,674 | -17,781.70 | STAPLED SECURITIES |
8,674 |
| 29/02/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -8,674 | -17,781.70 | STAPLED SECURITIES |
8,674 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -15,503 | -31,626.12 | STAPLED SECURITIES |
15,503 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -15,503 | -31,626.12 | STAPLED SECURITIES |
15,503 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 15,503 | 31,626.12 | STAPLED SECURITIES |
15,503 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 15,503 | 31,626.12 | STAPLED SECURITIES |
15,503 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -15,503 | -31,626.12 | STAPLED SECURITIES |
15,503 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 3,638 | 7,421.52 | STAPLED SECURITIES |
3,638 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 3,638 | 7,421.52 | STAPLED SECURITIES |
3,638 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -3,638 | -7,421.52 | STAPLED SECURITIES |
3,638 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -3,638 | -7,421.52 | STAPLED SECURITIES |
3,638 |
| 2/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -3,638 | -7,421.52 | STAPLED SECURITIES |
3,638 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -2,426 | -4,949.04 | STAPLED SECURITIES |
2,426 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 2,426 | 4,949.04 | STAPLED SECURITIES |
2,426 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 2,426 | 4,949.04 | STAPLED SECURITIES |
2,426 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -2,426 | -4,949.04 | STAPLED SECURITIES |
2,426 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -2,426 | -4,949.04 | STAPLED SECURITIES |
2,426 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 10,335 | 21,083.40 | STAPLED SECURITIES |
10,335 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 10,335 | 21,083.40 | STAPLED SECURITIES |
10,335 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -10,335 | -21,083.40 | STAPLED SECURITIES |
10,335 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -10,335 | -21,083.40 | STAPLED SECURITIES |
10,335 |
| 3/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -10,335 | -21,083.40 | STAPLED SECURITIES |
10,335 |
| 4/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 4,132 | 8,470.60 | STAPLED SECURITIES |
4,132 |
| 7/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 11,904 | 24,403.20 | STAPLED SECURITIES |
11,904 |
| 10/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -24,000 | -48,960.00 | STAPLED SECURITIES |
24,000 |
| 10/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 24,000 | 48,960.00 | STAPLED SECURITIES |
24,000 |
| 10/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 24,000 | 48,960.00 | STAPLED SECURITIES |
24,000 |
Page 9 of 16
| 10/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -24,000 | -48,960.00 | STAPLED SECURITIES |
24,000 |
|---|---|---|---|---|---|---|---|---|---|---|
| 10/03/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -24,000 | -48,960.00 | STAPLED SECURITIES |
24,000 |
| 21/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -14,761 | -31,440.93 | STAPLED SECURITIES |
14,761 |
| 21/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 14,761 | 31,440.93 | STAPLED SECURITIES |
14,761 |
| 21/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -14,761 | -31,440.93 | STAPLED SECURITIES |
14,761 |
| 21/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 14,761 | 31,440.93 | STAPLED SECURITIES |
14,761 |
| 21/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -14,761 | -31,440.93 | STAPLED SECURITIES |
14,761 |
| 29/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -13,766 | -29,596.90 | STAPLED SECURITIES |
13,766 |
| 29/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 13,766 | 29,596.90 | STAPLED SECURITIES |
13,766 |
| 29/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 13,766 | 29,596.90 | STAPLED SECURITIES |
13,766 |
| 29/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -13,766 | -29,596.90 | STAPLED SECURITIES |
13,766 |
| 29/04/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -13,766 | -29,596.90 | STAPLED SECURITIES |
13,766 |
| 6/05/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 4,459 | 9,676.03 | STAPLED SECURITIES |
4,459 |
| 10/05/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -373 | -805.68 | STAPLED SECURITIES |
373 |
| 26/05/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 3,334 | 7,201.44 | STAPLED SECURITIES |
3,334 |
| 24/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -4,086 | -8,784.90 | STAPLED SECURITIES |
4,086 |
| 24/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -3,334 | -7,168.10 | STAPLED SECURITIES |
3,334 |
| 24/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -13,078 | -28,117.70 | STAPLED SECURITIES |
13,078 |
| 24/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 13,078 | 28,117.70 | STAPLED SECURITIES |
13,078 |
| 24/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 13,078 | 28,117.70 | STAPLED SECURITIES |
13,078 |
| 24/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -13,078 | -28,117.70 | STAPLED SECURITIES |
13,078 |
| 24/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -13,078 | -28,117.70 | STAPLED SECURITIES |
13,078 |
| 27/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 8,454 | 18,429.72 | STAPLED SECURITIES |
8,454 |
| 27/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 8,454 | 18,429.72 | STAPLED SECURITIES |
8,454 |
| 27/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -8,454 | -18,429.72 | STAPLED SECURITIES |
8,454 |
| 27/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -8,454 | -18,429.72 | STAPLED SECURITIES |
8,454 |
| 27/06/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -8,454 | -18,429.72 | STAPLED SECURITIES |
8,454 |
| 19/07/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -22,150 | -48,065.50 | STAPLED SECURITIES |
22,150 |
| 19/07/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 22,150 | 48,065.50 | STAPLED SECURITIES |
22,150 |
| 19/07/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 22,150 | 48,065.50 | STAPLED SECURITIES |
22,150 |
| 19/07/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -22,150 | -48,065.50 | STAPLED SECURITIES |
22,150 |
| 19/07/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -22,150 | -48,065.50 | STAPLED SECURITIES |
22,150 |
| 2/08/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 4,227 | 9,553.02 | STAPLED SECURITIES |
4,227 |
| 10/08/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 4,813 | 11,069.90 | STAPLED SECURITIES |
4,813 |
| 11/10/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 3,161 | 6,859.37 | STAPLED SECURITIES |
3,161 |
| 24/10/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Purchase | 3,755 | 8,185.90 | STAPLED SECURITIES |
3,755 |
| 27/10/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -8,299 | -18,091.82 | STAPLED SECURITIES |
8,299 |
| 4/11/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -4,813 | -10,203.56 | STAPLED SECURITIES |
4,813 |
| 4/11/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -4,227 | -8,961.24 | STAPLED SECURITIES |
4,227 |
| 4/11/2016 | HSBC | Custody | Nominees | (Australia) | Limited. | Sale | -3,755 | -7,960.60 | STAPLED SECURITIES |
3,755 |
Page 10 of 16
| 4/11/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -3 | -6.36 | STAPLED SECURITIES |
3 |
|---|---|---|---|---|---|---|
| 8/12/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -3,158 | -6,726.54 | STAPLED SECURITIES |
3,158 |
| 8/12/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -992 | -2,112.96 | STAPLED SECURITIES |
992 |
| 12/12/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -28,000 | -59,640.00 | STAPLED SECURITIES |
28,000 |
| 3/01/2017 | HSBC Custody Nominees (Australia) Limited. | Sale | -13,000 | -28,340.00 | STAPLED SECURITIES |
13,000 |
| 17/02/2017 | HSBC Custody Nominees (Australia) Limited. | Sale | -17,880 | -41,124.00 | STAPLED SECURITIES |
17,880 |
| Total | -219,246 | -463,847.13 | ||||
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
| 27/10/2016 | State Street Australia Limited | Purchase | 8,299 | 18,091.82 | STAPLED SECURITIES |
8,299 |
| 8/12/2016 | State Street Australia Limited | Purchase | 4,150 | 8,839.50 | STAPLED SECURITIES |
4,150 |
| 9/12/2016 | State Street Australia Limited | Purchase | 3,127 | 6,708.98 | STAPLED SECURITIES |
3,127 |
| 9/12/2016 | State Street Australia Limited | Purchase | 4,435 | 9,515.29 | STAPLED SECURITIES |
4,435 |
| 9/12/2016 | State Street Australia Limited | Purchase | 1,034 | 2,218.45 | STAPLED SECURITIES |
1,034 |
| 3/02/2017 | State Street Australia Limited | Purchase | 14,454 | 33,124.23 | STAPLED SECURITIES |
14,454 |
| 3/02/2017 | State Street Australia Limited | Purchase | 8,650 | 19,823.21 | STAPLED SECURITIES |
8,650 |
| 3/02/2017 | State Street Australia Limited | Sale | -14,454 | -33,124.23 | STAPLED SECURITIES |
14,454 |
| 3/02/2017 | State Street Australia Limited | Purchase | 5,858 | 13,424.78 | STAPLED SECURITIES |
5,858 |
| 3/02/2017 | State Street Australia Limited | Sale | -11,662 | -26,725.81 | STAPLED SECURITIES |
11,662 |
| Total | 23,891 | 51,896.22 | STAPLED SECURITIES |
|||
| BT Investment Management (Fund Services) Total : |
Limited | -195,355 | -411,950.91 |
BT Investment Management (Institutional) Limited
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 17/02/2016 | Citicorp Nominees Pty Limited | Sale | -9,000 | -18,360.00 | STAPLED SECURITIES |
9,000 |
| 17/02/2016 | Citicorp Nominees Pty Limited | Sale | -9,000 | -18,360.00 | STAPLED SECURITIES |
9,000 |
| 17/02/2016 | Citicorp Nominees Pty Limited | Purchase | 9,000 | 18,360.00 | STAPLED SECURITIES |
9,000 |
| 2/03/2016 | Citicorp Nominees Pty Limited | Sale | -10,336 | -21,085.44 | STAPLED SECURITIES |
10,336 |
| 2/03/2016 | Citicorp Nominees Pty Limited | Purchase | 10,336 | 21,085.44 | STAPLED SECURITIES |
10,336 |
| 2/03/2016 | Citicorp Nominees Pty Limited | Sale | -10,336 | -21,085.44 | STAPLED SECURITIES |
10,336 |
| 3/03/2016 | Citicorp Nominees Pty Limited | Sale | -6,891 | -14,057.64 | STAPLED SECURITIES |
6,891 |
| 3/03/2016 | Citicorp Nominees Pty Limited | Purchase | 6,891 | 14,057.64 | STAPLED SECURITIES |
6,891 |
| 3/03/2016 | Citicorp Nominees Pty Limited | Sale | -6,891 | -14,057.64 | STAPLED SECURITIES |
6,891 |
| 7/03/2016 | Citicorp Nominees Pty Limited | Purchase | 11,904 | 24,403.20 | STAPLED SECURITIES |
11,904 |
| 7/03/2016 | Citicorp Nominees Pty Limited | Sale | -11,904 | -24,403.20 | STAPLED SECURITIES |
11,904 |
| 7/03/2016 | Citicorp Nominees Pty Limited | Sale | -11,904 | -24,403.20 | STAPLED SECURITIES |
11,904 |
| Total | -38,131 | -77,906.28 | ||||
| BT Investment Management (Institutional) Limited Total : |
-38,131 | -77,906.28 |
Page 11 of 16
Westpac Financial Services Group Limited
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 4,900 | 9,996.00 | STAPLED SECURITIES |
4,900 |
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 4,900 | 9,996.00 | STAPLED SECURITIES |
4,900 |
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,900 | -9,996.00 | STAPLED SECURITIES |
4,900 |
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,900 | -9,996.00 | STAPLED SECURITIES |
4,900 |
| 16/02/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,900 | -9,996.00 | STAPLED SECURITIES |
4,900 |
| 2/03/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 523 | 1,066.92 | STAPLED SECURITIES |
523 |
| 2/03/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 523 | 1,066.92 | STAPLED SECURITIES |
523 |
| 2/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -523 | -1,066.92 | STAPLED SECURITIES |
523 |
| 2/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -523 | -1,066.92 | STAPLED SECURITIES |
523 |
| 2/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -523 | -1,066.92 | STAPLED SECURITIES |
523 |
| 3/03/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 348 | 709.92 | STAPLED SECURITIES |
348 |
| 3/03/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 348 | 709.92 | STAPLED SECURITIES |
348 |
| 3/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -348 | -709.92 | STAPLED SECURITIES |
348 |
| 3/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -348 | -709.92 | STAPLED SECURITIES |
348 |
| 3/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -348 | -709.92 | STAPLED SECURITIES |
348 |
| 4/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,132 | -8,470.60 | STAPLED SECURITIES |
4,132 |
| 4/03/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 4,132 | 8,470.60 | STAPLED SECURITIES |
4,132 |
| 4/03/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 4,132 | 8,470.60 | STAPLED SECURITIES |
4,132 |
| 4/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,132 | -8,470.60 | STAPLED SECURITIES |
4,132 |
| 4/03/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,132 | -8,470.60 | STAPLED SECURITIES |
4,132 |
| 21/04/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 2,390 | 5,090.70 | STAPLED SECURITIES |
2,390 |
| 21/04/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 2,390 | 5,090.70 | STAPLED SECURITIES |
2,390 |
| 21/04/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,390 | -5,090.70 | STAPLED SECURITIES |
2,390 |
| 21/04/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,390 | -5,090.70 | STAPLED SECURITIES |
2,390 |
| 21/04/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -2,390 | -5,090.70 | STAPLED SECURITIES |
2,390 |
| 6/05/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,459 | -9,676.03 | STAPLED SECURITIES |
4,459 |
| 6/05/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 4,459 | 9,676.03 | STAPLED SECURITIES |
4,459 |
| 6/05/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 4,459 | 9,676.03 | STAPLED SECURITIES |
4,459 |
| 6/05/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,459 | -9,676.03 | STAPLED SECURITIES |
4,459 |
| 6/05/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,459 | -9,676.03 | STAPLED SECURITIES |
4,459 |
| 26/05/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 3,334 | 7,201.44 | STAPLED SECURITIES |
3,334 |
| 26/05/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase | 3,334 | 7,201.44 | STAPLED SECURITIES |
3,334 |
| 26/05/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -3,334 | -7,201.44 | STAPLED SECURITIES |
3,334 |
| 26/05/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -3,334 | -7,201.44 | STAPLED SECURITIES |
3,334 |
| 26/05/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -3,334 | -7,201.44 | STAPLED SECURITIES |
3,334 |
| 24/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale | -4,920 | -10,578.00 | STAPLED SECURITIES |
4,920 |
Page 12 of 16
| 24/06/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase |
4,920 | 10,578.00 | STAPLED SECURITIES |
4,920 |
|---|---|---|---|---|---|---|
| 24/06/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase |
4,920 | 10,578.00 | STAPLED SECURITIES |
4,920 |
| 24/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-4,920 | -10,578.00 | STAPLED SECURITIES |
4,920 |
| 24/06/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-4,920 | -10,578.00 | STAPLED SECURITIES |
4,920 |
| 2/08/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-4,227 | -9,553.02 | STAPLED SECURITIES |
4,227 |
| 2/08/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase |
4,227 | 9,553.02 | STAPLED SECURITIES |
4,227 |
| 2/08/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-4,227 | -9,553.02 | STAPLED SECURITIES |
4,227 |
| 2/08/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-4,227 | -9,553.02 | STAPLED SECURITIES |
4,227 |
| 2/08/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase |
4,227 | 9,553.02 | STAPLED SECURITIES |
4,227 |
| 10/08/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase |
4,813 | 11,069.90 | STAPLED SECURITIES |
4,813 |
| 10/08/2016 | HSBC Custody Nominees (Australia) Limited. | Purchase |
4,813 | 11,069.90 | STAPLED SECURITIES |
4,813 |
| 10/08/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-4,813 | -11,069.90 | STAPLED SECURITIES |
4,813 |
| 10/08/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-4,813 | -11,069.90 | STAPLED SECURITIES |
4,813 |
| 10/08/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-4,813 | -11,069.90 | STAPLED SECURITIES |
4,813 |
| 11/10/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-3,161 | -6,859.37 | STAPLED SECURITIES |
3,161 |
| 24/10/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-3,755 | -8,185.90 | STAPLED SECURITIES |
3,755 |
| 1/12/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-5,967 | -12,769.38 | STAPLED SECURITIES |
5,967 |
| 30/12/2016 | HSBC Custody Nominees (Australia) Limited. | Sale |
-12,128 | -25,953.92 | STAPLED SECURITIES |
12,128 |
| 5/01/2017 | HSBC Custody Nominees (Australia) Limited. | Sale |
-18,142 | -39,730.98 | STAPLED SECURITIES |
18,142 |
| 6/01/2017 | HSBC Custody Nominees (Australia) Limited. | Sale |
-9,851 | -21,475.18 | STAPLED SECURITIES |
9,851 |
| 9/01/2017 | HSBC Custody Nominees (Australia) Limited. | Sale |
-17,985 | -39,027.45 | STAPLED SECURITIES |
17,985 |
| 11/01/2017 | HSBC Custody Nominees (Australia) Limited. | Sale |
-738 | -1,601.46 | STAPLED SECURITIES |
738 |
| 12/01/2017 | HSBC Custody Nominees (Australia) Limited. | Sale |
-26,435 | -57,363.95 | STAPLED SECURITIES |
26,435 |
| 10/02/2017 | HSBC Custody Nominees (Australia) Limited. | Purchase |
358 | 805.5 | STAPLED SECURITIES |
358 |
| 17/02/2017 | HSBC Custody Nominees (Australia) Limited. | Purchase |
17,880 | 41,124.00 | STAPLED SECURITIES |
17,880 |
| 17/02/2017 | HSBC Custody Nominees (Australia) Limited. | Purchase |
83,436 | 192,737.16 | STAPLED SECURITIES |
83,436 |
| Total | -30,534 | -51,713.46 | ||||
| Westpac Financial Services Group Limited | Total : | -30,534 | -51,713.46 |
Page 13 of 16
ANNEXURE B – ASSOCIATED COMPANIES
This is annexure ‘B ’ (being 3 pages) referred to in Form 604, Notice of change of interests of substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin – Company Secretary, Westpac Banking Corporation – 21/02/2017
| Westpac Banking Corporation | Australia | Series 2011-3 WST Trust | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Series 2012-1 WST Trust | Australia |
| 1925 (Industrial) Pty Limited | Australia | Series 2013-1 WST Trust | Australia |
| 1925 Advances Pty Limited | Australia | Series 2013-2 WST Trust | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea | Series 2014-1 WST Trust | Australia |
| Advance Asset Management Limited | Australia | Series 2014-2 WST Trust | Australia |
| Altitude Administration Pty Limited | Australia | Series 2015-1 WST Trust | Australia |
| Altitude Rewards Pty Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Ascalon Capital Managers Limited | Australia | St.George Business Finance Pty Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | St.George Custodial Pty Limited | Australia |
| Asgard Capital Management Limited | Australia | St.George Equity Finance Limited | Australia |
| Asgard Wealth Solutions Limited | Australia | St.George Finance Holdings Limited | Australia |
| Australian Loan Processing Security Company Pty | |||
| Ltd | Australia | St.George Finance Limited | Australia |
| Australian Loan Processing Security Trust | Australia | St.George Life Limited | Australia |
| Belliston Pty Limited | Australia | St.George Motor Finance Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Australia Pty Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Financial Group (NZ) Limited | New Zealand | The Mortgage Company Pty Limited | Australia |
| BT Financial Group Pty Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | W2 Investments Pty Limited | Australia |
| BT Funds Management Limited | Australia | Waratah Receivables Corp Pty Limited | Australia |
| BT Funds Management No.2 Limited | Australia | Waratah Securities Australia Limited | Australia |
| BT Long Term Income Fund | Australia | Westpac (NZ) Investments Limited | New Zealand |
| BT Portfolio Services Limited | Australia | Westpac Administration Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | Westpac Administration 2 Limited | Australia |
| BT Securities Limited | Australia | Westpac Administration 3 Limited | Australia |
| BT Short Term Income Fund | Australia | Westpac Administration 4 Limited | Australia |
| Canning Park Capital Pte. Ltd | Australia | Westpac Altitude Rewards Trust | Australia |
| Capital Corporate Finance Limited | Australia | Westpac Americas Inc. | USA |
| Capital Finance (NZ) Limited | Australia | Westpac Asian Lending Pty Limited | Australia |
| Papua New | |||
| Capital Finance Australia Limited | Australia | Westpac Bank-PNG-Limited | Guinea |
| Capital Finance New Zealand Limited | Australia | Westpac Capital Holdings Inc. | USA |
| Capital Fleetlease Limited | Australia | Westpac Capital Markets Holding Corp. | USA |
| Capital Motor Finance Limited | Australia | Westpac Capital Markets LLC | USA |
| Capital Rent Group Limited | New Zealand | Westpac Capital-NZ-Limited | New Zealand |
| CBA Limited | Australia | Westpac Cash PIE Fund | Australia |
| Challenge Limited | Australia | Westpac Cook Cove Trust I | Australia |
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| Core Infrastructure Income Feeder 1 LP 2016 | Partnership(Scotland) | Westpac Cook Cove Trust II | Australia |
|---|---|---|---|
| Core Infrastructure Income Feeder 2 LP 2016 | Partnership(Scotland) | Westpac Covered Bond Trust | Australia |
| Core Infrastructure Income Master LP 2016 | Partnership(England) | Westpac Custodian Nominees Pty Limited | Australia |
| Core Infrastructure Income Holdings Limited 2016 | Partnership(England) | Westpac Databank Pty Limited | Australia |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade ABS Series 2013 - 1 Trust | Australia | Westpac Delta LLC | USA |
| Crusade ABS Series 2015 - 1 Trust | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade ABS Series 2016 - 1 Trust | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade CP Management Pty Limited | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade CP No.1 Pty Limited | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Europe Limited | UK |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Management Limited | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac Financial Services Group Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| eQR Securities Pty. Limited | Australia | Westpac Financial Services Limited | Australia |
| Europe Infrastructure Debt LP | UK | Westpac Funding Holdings Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| Halcyon Securities Pty Limited | Australia | Westpac Funds Financing Pty Limited | Australia |
| Hastings Advisers LLC | USA | Westpac General Insurance Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac General Insurance Services Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Global Capital Markets Pty Limited | Australia |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Group Investment-NZ-Limited | New Zealand |
| Hastings Funds Management (USA) Inc. | UK | Westpac Holdings-NZ-Limited | New Zealand |
| Hastings Funds Management Asia Pty. Limited | USA | Westpac Investment Capital Corporation | USA |
| Hastings Funds Management Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Infrastructure 1 Limited | UK | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Infrastructure 2 Limited | UK | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Investment Capital LP | USA | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Investment Management Pty Ltd | UK | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Investments GP LLC | Australia | Westpac Life Insurance Services Limited | Australia |
| Hastings Korea Company Limited | Korea | Westpac Life-NZ-Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac New Zealand Group Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac New Zealand Limited | New Zealand |
| Westpac New Zealand Staff Superannuation Scheme | |||
| Hitton Pty Limited | Australia | Trustee Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac Nominees-NZ-Limited | New Zealand |
| Infrastructure GP LLP | UK | Westpac Notice Saver PIE Fund | Australia |
| Infrastructure GP 2 LLP | UK | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Infrastructure Research and Advisory Services | |||
| Private Limited | India | Westpac NZ Covered Bond Limited | New Zealand |
| Magnitude Group Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| MIF Custodian Trust | New Zealand | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Mortgage Management Pty Limited | Australia | Westpac NZ Securitisation Limited | New Zealand |
| Net Nominees Limited | Australia | Westpac NZ Securitisation No. 2 Limited | New Zealand |
Page 15
| Number 120 Limited | New Zealand | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
|---|---|---|---|
| Oniston Pty Limited | Australia | Westpac Overseas Holdings Pty Limited | Australia |
| Partnership Pacific Pty Limited | Australia | Westpac Properties Limited | Australia |
| Partnership Pacific Securities Pty Limited | Australia | Westpac RE Limited | Australia |
| Pashley Investments Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| Planwise AU Pty Limited | Australia | Westpac Securities Limited | Australia |
| Qvalent Pty Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| RAMS Financial Group Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Reinventure Fund ILP | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Reinventure Fund II ILP | Australia | Westpac Singapore Limited | Singapore |
| RMS Warehouse Trust 2007-1 | Australia | Westpac Structured Products Limited | Australia |
| Sallmoor Pty Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Securitor Financial Group Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Seed Pool Trust No. 2 | Australia | Westpac Term PIE Fund | New Zealand |
| Series 2008-1M WST Trust | Australia | Westpac TPS Trust | Australia |
| Series 2009-1 WST Trust | Australia | Westpac Unit Trust | Australia |
| Series 2011-1 WST Trust | Australia | Westpac USA Inc. | USA |
| Series 2011-2 WST Trust | Australia |
Note: Westpac retains 29.3% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (29.3%) Australia BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited) Australia BT Investment Management (Fund Services) Limited (Subsidiary of BT Investment Management Limited) Australia JO Hambro Capital Management Limited (Subsidiary of BT Investment Management Limited) UK
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