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CENTURIA OFFICE REIT — Major Shareholding Notification 2014
Dec 15, 2014
64683_rns_2014-12-15_aebc738b-2ceb-4ed3-aae0-db8e33f03ede.pdf
Major Shareholding Notification
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16 December 2014
Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NJSW 2000
Dear Sir/Madam
Notice of Initial Substantial Shareholder
In accordance with section 671B of the Corporations Act (Cth), we attach a Notice of Initial Substantial Holder (Form 603) in respect of Centuria Metropolitan REIT (CMA).
A notice in substantially the same terms has been lodged with the ASX on behalf of Westpac Banking Corporation (WBC).
Yours faithfully
Chris Millard Company Secretary
GPO Box 7072 Sydney NSW 2001 Australia
The Chifley Tower Level 14, 2 Chifley Square Sydney NSW 2000 Australia
BT Investment Management Limited ABN 28 126 385 822
www.btim.com.au
Tel: +612 9220 2000
BT® is a registered trade mark of BT Financial Group Pty Limited and is used under licence
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To | Company Name/Scheme | CENTURIA PROPERTY FUNDS LIMITED as responsible entity for |
|---|---|---|
| CENTURIA METROPOLITAN REIT(CMA) | ||
| ACN/ARSN | ACN 086 553 639 |
1. Details of substantial holder(1)
Name BT INVESTMENT MANAGEMENT LIMITED (BTT) ACN/ARSN (if applicable) ACN 126 365 822 The holder became a substantial holder on 11/12/2014
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| Stapled Securities | 5,425,000 | 5,425,000 | |
| Total | 5,425,000 | 5,425,000 | 7.59% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest(7) | Number of securities | Class of securities |
|---|---|---|---|
| BT Funds Management (NZ) Limited |
BT Funds Management (NZ) Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
400,000 | Stapled Securities |
| BT Funds Management Limited |
BT Funds Management Limited is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise thepower to |
25,000 | Stapled Securities |
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| vote or dispose of the shares. |
|||
|---|---|---|---|
| BT Investment Management (Fund Services) Limited |
BT Investment Management (Fund Services) Limited is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. |
1,595,820 | Stapled Securities |
| BT Investment Management (Institutional) Limited |
BT Investment Management (Institutional) Limited (previously known as BT Investment Management (RE) Limited) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. |
3,404,180 | Stapled Securities |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Persons entitled to be registered as holder(8) |
Class and number of securities |
|---|---|---|---|
| BT Funds Management Limited |
BT Portfolio Services Limited |
See Annexure 'A' | 25,000 Stapled Securities |
| BT Funds Management (NZ) Limited |
HSBC Custody Nominees (Australia) Limited. |
See Annexure 'A' | 400,000 Stapled Securities |
| BT Investment Management (Fund Services) Limited |
Citicorp Nominees Pty Limited |
See Annexure 'A' | 1,595,820 Stapled Securities |
| BT Investment Management (Institutional) Limited |
HSBC Custody Nominees (Australia) Limited. |
See Annexure 'A' | 3,404,180 Stapled Securities |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration(9) | Consideration(9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| WBC & associates | See Annexure ‘A’ | See Annexure ’A’ | See Annexure ’A’ |
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6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable) Nature of association
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Westpac Banking Corporation (WBC) Level 20, Westpac Place, 275 Kent St, Sydney
NSW 2000
BT Funds Management Limited Level 20, Westpac Place, 275 Kent Street, Sydney
NSW 2000
BT Funds Management (NZ) Limited Westpac On Takutai Square 16 Takutai Square
Auckland 1010 New Zealand
BT Investment Management (Fund Services) Level 14, Chifley Tower, 2 Chifley Sydney,
Limited Sydney NSW 2000
BT Investment Management (Institutional) Level 14, Chifley Tower, 2 Chifley Square
Limited SYDNEY NSW 2000
CENTURIA METROPOLITAN REIT (CMA) The Company Secretary,
CENTURIA METROPOLITAN REIT (CMA)
Level 39, 100 Miller Street
NORTH SYDNEY NSW 2060
Tel: +61 28923 8923
Signature
Print name Chris Millard Capacity Company Secretary
Sign here Date 15/12/2014
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DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7
of the form.
(2) See the definition of “associate” in section 9 of the Corporations Act 2001.
(3) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the
person or an associate has a relevant interest in.
(6) The person’s votes divided by the total votes in the body corporate scheme multiplied by 100.
(7) Include details of:
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4)
applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person
giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to
which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an
option) write “unknown”.
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant
interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if
the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf
of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from
whom the relevant interest was acquired.
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ANNEXURE A
This is annexure ‘A’ referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities.
Tim Hartin– Company Secretary, Westpac Banking Corporation 11/12/2014
| Sales & Purchases | for the period : 11/08/2014 to 11/12/2014 | |||
|---|---|---|---|---|
| SECURITY: CMA | ||||
| BT Funds Management Limited | ||||
| Date | Registered Company | Quantity | Consideration | Class of Securities |
| 9/12/2014 | BT Portfolio Services Limited | 25,000 | 50,000.00 | Stapled Securities |
| Total | 25,000 | 50,000.00 | Stapled Securities | |
| BT Funds Management Limited Total : | 25,000 | 50,000.00 | ||
| BT Funds Management(NZ) Limited | ||||
| Date | Registered Company | Quantity | Consideration | Class of Securities |
| 9/12/2014 | HSBC Custody Nominees (Australia) Limited. | 400,000 | 863,640.00 | Stapled Securities |
| Total | 400,000 | 863,640.00 | Stapled Securities | |
| BT Funds Management (NZ) Limited Total : | 400,000 | 863,640.00 | ||
| BT Investment Management (Fund Services) Limited | ||||
| Date | Registered Company | Quantity | Consideration | Class of Securities |
| 9/12/2014 | Citicorp Nominees Pty Limited | 1,595,820 | .00 | Stapled Securities |
| Total | 1,595,820 | .00 | Stapled Securities | |
| BT Investment Management (Fund Services) | ||||
| Limited Total : | 1,595,820 | .00 | ||
| BT Investment Management(Institutional) Limited | ||||
| Date | Registered Company | Quantity | Consideration | Class of Securities |
| 9/12/2014 | HSBC Custody Nominees (Australia) Limited. | 2,404,180 | .00 | Stapled Securities |
| 9/12/2014 | HSBC Custody Nominees (Australia) Limited. | 1,000,000 | .00 | Stapled Securities |
| Total | 3,404,180 | .00 | Stapled Securities | |
| BT Investment Management (Institutional) Limited | ||||
| Total : | 3,404,180 | .00 |
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ANNEXURE B
This is the annexure ‘B’ (being 3 pages) referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin– Company Secretary, Westpac Banking Corporation – 11/12/2014
| Westpac Banking Corporation | Australia | Pashley Investments Pty Limited | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Qvalent Pty Limited | Australia |
| 1925 (Industrial) Pty Limited | Australia | RAMS Financial Group Pty Limited | Australia |
| 1925 Advances Pty Limited | Australia | Reinventure Fund ILP | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea |
RMS Warehouse Trust 2007-1 | Australia |
| Advance Asset Management Limited | Australia | Sallmoor Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | Securitor Financial Group Limited | Australia |
| Altitude Rewards Pty Limited | Australia | Seed Pool Trust No. 2 | Australia |
| Aotearoa Financial Services Limited | New Zealand | Series 2007-1G WST Trust | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | Series 2008-1M WST Trust | Australia |
| Ascalon Capital Managers Limited | Australia | Series 2009-1 WST Trust | Australia |
| Ascalon Funds Seed Pool Trust | Australia | Series 2011-1 WST Trust | Australia |
| Asgard Capital Management Limited | Australia | Series 2011-2 WST Trust | Australia |
| Asgard Wealth Solutions Limited | Australia | Series 2011-3 WST Trust | Australia |
| Australian Loan Processing Security Company Pty Ltd | Australia | Series 2012-1 WST Trust | Australia |
| Australian Loan Processing Security Trust | Australia | Series 2013-1 WST Trust | Australia |
| Bella Trust No. 2 | Australia | Series 2013-2 WST Trust | Australia |
| Bella Trust | Australia | Series 2014-1 WST Trust | Australia |
| Belliston Pty Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| Bill Acceptance Corporation Pty Limited | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| BLE Capital Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| BT (Queensland) Pty Limited | Australia | St.George Business Finance Pty Limited | Australia |
| BT Australia Pty Limited | Australia | St.George Custodial Pty Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | St.George Equity Finance Limited | Australia |
| BT Financial Group Pty Limited | Australia | St.George Finance Holdings Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | St.George Finance Limited | Australia |
| BT Funds Management Limited | Australia | St.George Life Limited | Australia |
| BT Funds Management No.2 Limited | Australia | St.George Motor Finance Limited | Australia |
| BT Investment Management (Fund Services) Limited | Australia | St.George Procurement Management Pty Limited | Australia |
| BT Investment Management (Institutional) Limited | Australia | St.George Security Holdings Pty Limited | Australia |
| BT Investment Management Limited | Australia | Sydney Capital Corp Inc. | USA |
| BT Long Term Income Fund | Australia | Tavarua Funding Trust IV | USA |
| BT Portfolio Services Limited | Australia | Teuton Pty Limited | Australia |
| BT Private Nominees Pty Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT Securities Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Short Term Income Fund | Australia | The Warehouse Financial Services Limited | New Zealand |
| BTIM UK Limited | UK | Value Nominees Pty Limited | Australia |
| Canning Park Capital Pte. Ltd | Australia | Waratah Receivables Corp Pty Limited | Australia |
| Capital Corporate Finance Limited | Australia | Waratah Securities Australia Limited | Australia |
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| Capital Finance (NZ) Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
|---|---|---|---|
| Capital Finance Australia Limited | Australia | Westpac Administration Pty Limited | Australia |
| Capital Finance New Zealand Limited | Australia | Westpac Administration 2 Limited | Australia |
| Capital Fleetlease Limited | Australia | Westpac Administration 3 Limited | Australia |
| Capital Motor Finance Limited | Australia | Westpac Administration 4 Limited | Australia |
| Capital Rent Group Limited | New Zealand | Westpac Altitude Rewards Trust | Australia |
| Castlereagh Trust | Australia | Westpac Americas Inc. | USA |
| CBA Limited | Australia | Westpac Asian Lending Pty Limited | Australia |
| Challenge Limited | Australia | Westpac Bank of Tonga | Tonga |
| Core Infrastructure Income Feeder 1 L P | UK | Westpac Bank Samoa Limited | Samoa |
| Papua New | |||
| Core Infrastructure Income Feeder 2 L P | UK | Westpac Bank-PNG-Limited | Guinea |
| Core Infrastructure Income Master L P | UK | Westpac Capital Holdings Inc. | USA |
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Capital Markets Holding Corp. | USA |
| Crusade ABS Series 2013 - 1 Trust | Australia | Westpac Capital Markets LLC | USA |
| Crusade CP Management Pty Limited | Australia | Westpac Capital Trust IV | USA |
| Crusade CP No.1 Pty Limited | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Crusade CP Trust No. 52 | Australia | Westpac Cash PIE Fund | Australia |
| Crusade CP Trust No. 53 | Australia | Westpac Cook Cove Trust I | Australia |
| Crusade CP Trust No. 55 | Australia | Westpac Cook Cove Trust II | Australia |
| Crusade CP Trust No. 56 | Australia | Westpac Covered Bond Trust | Australia |
| Crusade CP Trust No. 57 | Australia | Westpac Custodian Nominees Pty Limited | Australia |
| Crusade CP Trust No. 58 | Australia | Westpac Debt Securities Pty Limited | Australia |
| Crusade Euro Trust 1E of 2006 | Australia | Westpac Delta LLC | USA |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade Global Trust 1 of 2006 | Australia | Westpac Equipment Finance (No.1) Pty Limited | Australia |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade Global Trust 2 of 2005 | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade Global Trust 2 of 2006 | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade Management Limited | Australia | Westpac Equity Pty Limited | Australia |
| Crusade Trust 1A of 2005 | Australia | Westpac Europe Limited | UK |
| Crusade 2P Trust of 2008 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Danaby Pty Limited | Australia | Westpac Financial Consultants Limited | Australia |
| Data Republic Holdings Pty Limited | Australia | Westpac Financial Holdings Pty Limited | Australia |
| eQR Securities Pty. Limited | Australia | Westpac Financial Services Group Limited | Australia |
| Europe Infrastructure Debt LP | UK | Westpac Financial Services Group-NZ-Limited | New Zealand |
| G.C.L. Investments Pty Limited | Australia | Westpac Financial Services Limited | Australia |
| General Credit Holdings Pty Limited | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Funds Financing Pty Limited | Australia |
| Halcyon Securities Pty Limited | Australia | Westpac General Insurance Limited | Australia |
| Hastings Advisers LLC | USA | Westpac General Insurance Services Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac Global Capital Markets Pty Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac Group Investment-NZ-Limited | New Zealand |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Group Investments Australia Pty Limited | Australia |
| Hastings Funds Management (USA) Inc. | UK | Westpac Holdings-NZ-Limited | New Zealand |
| Hastings Funds Management Asia Pty. Limited | USA | Westpac Investment Capital Corporation | USA |
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| Hastings Funds Management Limited | Australia | Westpac Investment Vehicle No.2 Pty Limited | Australia |
|---|---|---|---|
| Hastings Group Pty Limited | Australia | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Infrastructure 1 Limited | UK | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Infrastructure 2 Limited | UK | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Investment Capital LP | USA | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Investment Management Pty Ltd | USA | Westpac Life Insurance Services Limited | Australia |
| Hastings Investment Management (Europe) Ltd | UK | Westpac Life-NZ-Limited | New Zealand |
| Hastings Investments GP LLC | Australia | Westpac New Zealand Group Limited | New Zealand |
| Hastings Korea Company Limited | Korea | Westpac New Zealand Limited | New Zealand |
| Hastings Management Pty Limited | Australia | Westpac Nominees-NZ-Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Hickory Trust | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| HLT Custodian Trust | New Zealand | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Infrastructure GP LLP | UK | Westpac NZ Securitisation Limited | New Zealand |
| Infrastructure GP 2 LLP | UK | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Infrastructure Research and Advisory Services Private | |||
| Limited | India | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| J O Hambro Capital Management Holdings Limited | UK | Westpac Overseas Holdings Pty Limited | Australia |
| J O Hambro Capital Management Limited | UK | Westpac Pacific Limited Partnership | Australia |
| JOHCM (Singapore) Pte Limited | Singapore | Westpac Properties Limited | Australia |
| JOHCM (USA) Inc | USA | Westpac RE Limited | Australia |
| Magnitude Group Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| MIF Custodian Trust | New Zealand | Westpac Securities Limited | Australia |
| Mortgage Management Pty Limited | Australia | Westpac Securities NZ Limited | New Zealand |
| Nationwide Management Pty Limited | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Net Nominees Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| North Ryde Office Trust | Australia | Westpac Singapore Limited | Singapore |
| Number 120 Limited | New Zealand | Westpac Structured Products Limited | Australia |
| Oniston Pty Limited | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Packaging Properties 1 Pty Limited | Australia | Westpac Syndications Management Pty Limited | Australia |
| Packaging Properties 2 Pty Limited | Australia | Westpac Term PIE Fund | New Zealand |
| Packaging Properties 3 Pty Limited | Australia | Westpac TPS Trust | Australia |
| Partnership Pacific Pty Limited | Australia | Westpac Unit Trust | Australia |
| Partnership Pacific Securities Pty Limited | Australia | Westpac USA Inc. | USA |
Note: Westpac retains 62.1% ownership of BT Investment Management Limited who lodges separate notices under ASX code ‘BTT’
BT Investment Management Limited (62.1%)
BT Investment Management (Institutional) Limited (Subsidiary of BT Investment Management Limited)
Australia Australia
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