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CENTURIA CAPITAL GROUP — Major Shareholding Notification 2021
Jun 1, 2021
64677_rns_2021-06-01_18341bb9-738c-4779-9415-d5c12223f71d.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name The holder ceased to be a substantial holde The previous notice was given to the compa The previous notice was dated The holder became aware on: |
Centuria Capital Group, consisting of Centuria Capital Limited and Centuria Funds Management Limited as responsible entity of the Centuria Capital Fund |
|---|---|
| Centuria Capital Limited ACN 095 454 336 Centuria Funds Management Limited ACN 607 153 588 Centuria Capital Fund ARSN 613 856 358 |
|
| Mitsubishi UFJ Financial Group, Inc | |
| r on 28/05/2021 ny on 31/05/2021 31/05/2021 01/06/2021 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securitie of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme ar as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) | Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
|||||
| 3. Changes in association The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows |
|||||
| Name and ACN/ARSN (if applicable) | Nature of association | ||||
4. Addresses
| 4. Addresses | 4. Addresses |
|---|---|
| The addresses of persons named in this form are as follows: | |
Name |
Address |
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
| print name sign here |
capacity Authorised signatory |
|---|---|
date 2 June 2021 |
Page 1
Annexure A
This is annexure A of 3 pages referred to in Form 605, Notice of change of interest of substantial holder dated 2 June 2021
==> picture [86 x 26] intentionally omitted <==
==> picture [44 x 11] intentionally omitted <==
Authorised signatory Dated 2 June 2021
| Date of change | Person whose relevant interest | Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
7,558.77 | 2,831 Stapled Securities | 2,831 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Collateral received by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 194,431 Stapled Securities | 194,431 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
160.2 | 60 Stapled Securities | 60 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
162 | 60 Stapled Securities | 60 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
207.13 | 77 Stapled Securities | 77 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
246.61 | 91 Stapled Securities | 91 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
587.51 | 218 Stapled Securities | 218 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
655.14 | 244 Stapled Securities | 244 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
881.27 | 327 Stapled Securities | 327 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
1,270.92 | 476 Stapled Securities | 476 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
1,457.98 | 538 Stapled Securities | 538 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
4,770.90 | 1,767 Stapled Securities | 1,767 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
5,817.93 | 2,179 Stapled Securities | 2,179 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
6,078.53 | 2,243 Stapled Securities | 2,243 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
6,915.99 | 2,571 Stapled Securities | 2,571 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
11,452.97 | 4,234 Stapled Securities | 4,234 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
24,526.24 | 9,067 Stapled Securities | 9,067 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
25,175.44 | 9,307 Stapled Securities | 9,307 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
25,461.00 | 9,430 Stapled Securities | 9,430 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
32,905.08 | 12,324 Stapled Securities | 12,324 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
37,691.47 | 13,934 Stapled Securities | 13,934 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
86,419.89 | 32,367 Stapled Securities | 32,367 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
109,106.88 | 40,864 Stapled Securities | 40,864 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
122,133.81 | 45,743 Stapled Securities | 45,743 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
145,256.01 | 54,403 Stapled Securities | 54,403 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
154.28 | 58 Stapled Securities | 58 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
182.16 | 69 Stapled Securities | 69 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
477.9 | 180 Stapled Securities | 180 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
509.52 | 193 Stapled Securities | 193 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
554.76 | 207 Stapled Securities | 207 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
840.56 | 316 Stapled Securities | 316 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,026.26 | 388 Stapled Securities | 388 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,273.87 | 478 Stapled Securities | 478 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,659.73 | 617 Stapled Securities | 617 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,934.11 | 719 Stapled Securities | 719 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
2,069.25 | 775 Stapled Securities | 775 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
2,437.21 | 901 Stapled Securities | 901 |
Page 2
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
2,513.84 | 938 Stapled Securities | 938 |
|---|---|---|---|---|---|
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
2,531.88 | 936 Stapled Securities | 936 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
2,798.16 | 1,048 Stapled Securities | 1,048 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
3,010.01 | 1,138 Stapled Securities | 1,138 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
3,110.75 | 1,150 Stapled Securities | 1,150 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
3,295.25 | 1,225 Stapled Securities | 1,225 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
3,624.78 | 1,345 Stapled Securities | 1,345 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
5,090.81 | 1,882 Stapled Securities | 1,882 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
5,134.77 | 1,934 Stapled Securities | 1,934 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
5,591.52 | 2,118 Stapled Securities | 2,118 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
6,203.12 | 2,332 Stapled Securities | 2,332 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
6,368.50 | 2,350 Stapled Securities | 2,350 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
8,010.14 | 3,017 Stapled Securities | 3,017 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
8,137.80 | 3,014 Stapled Securities | 3,014 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
8,429.62 | 3,187 Stapled Securities | 3,187 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
8,660.96 | 3,256 Stapled Securities | 3,256 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
9,782.85 | 3,630 Stapled Securities | 3,630 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
11,451.06 | 4,249 Stapled Securities | 4,249 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
14,971.50 | 5,545 Stapled Securities | 5,545 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
15,361.83 | 5,786 Stapled Securities | 5,786 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
18,711.65 | 7,061 Stapled Securities | 7,061 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
31,159.58 | 11,498 Stapled Securities | 11,498 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
33,747.63 | 12,453 Stapled Securities | 12,453 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
42,923.69 | 15,839 Stapled Securities | 15,839 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
45,587.62 | 16,822 Stapled Securities | 16,822 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
181,217.70 | 66,870 Stapled Securities | 66,870 |
| 27/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
512,014.50 | 191,241 Stapled Securities | 191,241 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byFirst Sentier Investors Holdings PtyLtd |
40,448.70 | 14,981 Stapled Securities | 14,981 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
91.12 | 34 Stapled Securities | 34 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
164.92 | 62 Stapled Securities | 62 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
1,041.78 | 388 Stapled Securities | 388 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
1,199.74 | 446 Stapled Securities | 446 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
1,444.47 | 541 Stapled Securities | 541 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
6,489.65 | 2,417 Stapled Securities | 2,417 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
19,289.99 | 7,171 Stapled Securities | 7,171 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
28,779.30 | 10,659 Stapled Securities | 10,659 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
29,372.67 | 11,001 Stapled Securities | 11,001 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
40,671.68 | 15,176 Stapled Securities | 15,176 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
57,871.80 | 21,434 Stapled Securities | 21,434 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Purchase of securities by an entity controlled byMorgan Stanley |
110,076.95 | 40,997 Stapled Securities | 40,997 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
142.31 | 53 Stapled Securities | 53 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
513 | 190 Stapled Securities | 190 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
761.4 | 282 Stapled Securities | 282 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
771.63 | 289 Stapled Securities | 289 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
836.59 | 311 Stapled Securities | 311 |
Page 3
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,272.69 | 474 Stapled Securities | 474 |
|---|---|---|---|---|---|
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,647.80 | 616 Stapled Securities | 616 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,687.44 | 632 Stapled Securities | 632 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,870.64 | 698 Stapled Securities | 698 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
1,987.53 | 743 Stapled Securities | 743 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
2,546.60 | 952 Stapled Securities | 952 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
2,591.03 | 965 Stapled Securities | 965 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
4,138.50 | 1,550 Stapled Securities | 1,550 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
6,682.15 | 2,498 Stapled Securities | 2,498 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
10,310.40 | 3,840 Stapled Securities | 3,840 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
22,938.12 | 8,559 Stapled Securities | 8,559 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
26,787.02 | 9,958 Stapled Securities | 9,958 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
35,637.30 | 13,199 Stapled Securities | 13,199 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
36,242.37 | 13,473 Stapled Securities | 13,473 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
39,779.72 | 14,788 Stapled Securities | 14,788 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
69,931.93 | 25,997 Stapled Securities | 25,997 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
85,052.48 | 31,736 Stapled Securities | 31,736 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
136,687.71 | 50,719 Stapled Securities | 50,719 |
| 28/05/2021 | Mitsubishi UFJ Financial Group, Inc | Sale of securities by an entity controlled by Morgan Stanley |
894,167.90 | 333,046 Stapled Securities | 333,046 |
Page 4
Annexure B
This is annexure B of 1 page referred to in Form 605, Notice of ceasing to be a substantial holder dated 2 June 2021
==> picture [120 x 36] intentionally omitted <==
==> picture [51 x 12] intentionally omitted <==
Authorised signatory Dated 2 June 2021
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and INTEGRATED CORE STRATEGIES(ASIA)PTE LTD. |
| Transfer Date | 20210528; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes~~/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Yes~~/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Yes~~/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
Page 5