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CENTURIA CAPITAL GROUP — Major Shareholding Notification 2017
Oct 9, 2017
64677_rns_2017-10-09_e9507e1d-aeab-4a94-bca4-6615e55fb7db.pdf
Major Shareholding Notification
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CREDIT SUISSE HOLDINGS (AUSTRALIA) LIMITED
ACN
Level 31 Gateway 1 Macquarie Place Sydney NSW 2000 P.O. Box R1820 Royal Exchange Sydney NSW 1225 Australia
Phone 612 8205 4888 Fax 612 8205 4889 www.credit-suisse.com
008 496 713
10 October 2017
Centuria Capital Group (CNI)
We, Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse AG and its Affiliates) (Credit Suisse), attach a Form 603 (notice of initial substantial holder) in relation to Centuria Capital Group (ASX short code: CNI).
Credit Suisse acquired 11,513,612 ordinary stapled securities by way of overnight off-market purchases, reported to the market today, 10 October 2017. For further background details, please refer to the announcement lodged on behalf of ESR Pte. Ltd earlier this morning.
Should you have any further queries relating to this matter, please do not hesitate to contact the writer on 8205 4592.
Yours sincerely
Lucy Repasky Company Secretary
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Centuria Capital Group, comprising Centuria Capital Limited (ACN 095 454 336) and Centuria Capital Fund (ARSN 613 856 358) |
||
|---|---|---|---|
| ACN/ARSN | ACN 095 454 336 ARSN 613 856 358 |
||
1. Details of substantial holder (1)
| Name | Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) | ||
|---|---|---|---|
| ACN/ARSN (if applicable) | 008 496 713 | ||
| The holder became a substantial holder on | 10-Oct-2017 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| l Class of securities (4) | I Number of securities | Persons' votes (5) | 'Voting power (6) |
|---|---|---|---|
| Ordinary Stapled Securities | 11,531,612 | 11.531.612 | 5.00% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| l Credit Suisse AG, Singapore Branch | Credit Suisse AG, Singapore Branch holds a relevant interest in 11,531, 612 Ordinary Stapled Securities as a hedge pursuant to a total return swap with ESR Pte Limited with an option for physical settlement with ESR Pte Limited (subject to FIRB approval. |
11,531, 612 Ordinary Stapled Securities |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of | l Person entitled to be | i Class and number of |
|---|---|---|---|
| securities | registered as holder (8) | ' securities | |
| 1 See Annexure "A" |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | l Date of acquisition | Consideration (9) | l Class and number of securities |
|
|---|---|---|---|---|
| Cash | i Non-cash | |||
| l See Annexure "B" |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| I Name and ACN/ARSN (if applicable) | l Nature of association |
|---|---|
| Credit Suisse AG, Singapore Branch | Related Body Corporate |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure "C" |
Signature

Annexure "A"
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Class and number of l Person entitled to be registered as holder (8) l securities |
||
|---|---|---|---|---|
| Credit Suisse AG, Singapore | CS Third Nominees Pty | Credit Suisse AG, Singapore | 11,531,612 Ordinary Stapled | |
| Branch | Limited (ACN 007 053 849) | ' Branch | 'Securities |
This is Annexure "A" referred to in the Form 603 "Notice of initial substantial holder"
Signature
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name
Lucy Repasky
Company Secretary capacity 10-Oct-2017 $\overline{date}$
sign here
Annexure "B"
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial
holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
||
|---|---|---|---|---|---|
| Cash | Non-cash | ||||
| Credit Suisse AG, Singapore Branch |
10-Oct-2017 | 17, 066,785.76AUD | 11,531,612 Ordinary Stapled Securities |
This is Annexure "B" referred to in the Form 603 "Notice of initial substantial holder"
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | |||
|---|---|---|---|---|
| print name | Lucy Repasky | capacity | Company Secretary | |
| sign here | date | 10-Oct-2017 | ||
$\epsilon$
Annexure "C"
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| CS Third Nominees Pty Limited (ACN 007 053 849) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse AG, Singapore Branch | One Raffles Link, Singapore 039393 |
$\overline{\mathcal{L}}$
$\overline{\phantom{a}}$
This is Annexure "C" referred to in the Form 603 "Notice of initial substantial holder"
| Signature | Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) | ||||
|---|---|---|---|---|---|
| print name | Lucy Repasky | capacity | Company Secretary | ||
| sign here | date | 10-Oct-2017 | |||