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CENTURIA CAPITAL GROUP Major Shareholding Notification 2017

Oct 15, 2017

64677_rns_2017-10-15_02894912-e285-40d2-bbf1-5a5df4d9cb89.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme CENTURIA CAPITAL GROUP (CNI) (consisting of CENTURIA CAPITAL LIMITED and CENTURIA FUNDS
MANAGEMENT LIMITED AS RESPONSIBLE ENTITY OF THE CENTURIA CAPITAL FUND)
ACN/ARSN CENTURIA CAPITAL LIMITED ABN 22 095 454 336
CENTURIA FUNDS MANAGEMENT LIMITED ACN 607 153 588
CENTURIA CAPITAL FUND ARSN 613 856 358
1. Details of substantial holder (1)
Name Moelis Australia Limited (MOE) and the entities listed in Annexure A
ACN/ARSN (if applicable) 142 008 428
There was a change in the interests of the
substantial holder on
16/10/2017
The previous notice was given to the company on 06/01/2017
The previous notice was dated 06/01/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary fully paid stapled
securities (Ordinary)
25,318,108 11.14% 25,318,108 9.68%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose relevant
interest changed
Nature of
change (6)
Consideration
given in relation
to change $(7)$
Class and
number of
securities affected
Person's votes
affected
16/10/17 MOE, Moelis Australia
Visa Fund Manager
Pty Ltd ACN 142 008
482 (MAVFM), Moelis
Australia Asset
Management Ltd ACN
142 008 535 (MAAM)
Increase in the number of
shares on issue resulting
from completion of the
institutional entitlement
offer
N/A N/A N/A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
MOE Pershing
Australia
Nominees
Pty Ltd
ACN 137
911730
(Pershing)
MAAM
1990 1991 - 199
Relevant interest pursuant to section
608(3) due to holding voting power of
above 20% in MAAM
25,318,108
Ordinary
25,318,108
MAVFM Pershing MAAM Relevant interest pursuant to section
608(1) as investment manager of
Moelis Australia SIV Property Fund
and Moelis Australia SIV Public
Investment Fund due to the power to
exercise, or control the exercise of, a
right to vote attached to the
securities and the power to dispose
of, or control the exercise of a power
to dispose of the securities
25.318.108
Ordinary
25,318,108
MAAM Pershing MAAM Relevant interest pursuant to section
608(1) due to the power to exercise.
or control the exercise of, a right to
vote attached to the securities and
the power to dispose of, or control
the exercise of a power to dispose of
the securities
25,318,108
Ordinary
25,318,108

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting
interests in the company or scheme are as fo

Name and ACN/ARSN (if applicable) Nature of association
Not applicable

6. Addresses

The addresses of persons named in this form are as follows:

committee and committee the committee of
Nome the property of the control of the control of
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Contract Contract Contract Contract - taximatic history
Britain Commercial Commercial
→ Annexure.
____
1000 이어 두 5000 M 2010 HAT 1000 HA

and the concentration of the concentration of the concentration
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and the control of the control of the con-
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STATISTICS
_________
Service Controller Controller Controller

Signature

print name PETER DIXON

1 Denci

sign here

date 16/10/2017

Capacity COMPANY SECRETARY

ANNEXURE A TO FORM 604 NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER

This is annexure A of one page referred to in Form 604 Notice of change of interests of substantial holder dated 16 October 2017

PETER DIXON, COMPANY SECRETARY

Name Address
Moelis Australia Limited ACN 142 008 428 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
ACN 167 316 109 Pty Ltd ACN 167 316 109 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Armada Funds Management Pty Ltd ACN 124 754 847 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Global Wealth Aged Care Pty Ltd ACN 610 989 994 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Global Wealth Partners Fund Pty Limited ACN 600 190 690 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Global Wealth Residential Pty Ltd ACN 607 039 216 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
MAAM GP Pty Ltd ACN 164 411 607 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
MAAM Holdings Pty Ltd ACN 621 215 450 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
MACDF TT Pty Ltd ACN 169 652 742 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
MAHPT Pty Ltd ACN 619 297 657 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
MARAM TT Pty Ltd ACN 619 024 949 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Advisory Pty Ltd ACN 142 008 446 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Asset Management Ltd ACN 142 008 535 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Finance Pty Ltd ACN 621 554 845 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Funds Management Pty Ltd ACN 621 552 896 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Hotel Management Pty Ltd ACN 619 297 228 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Operations Pty Ltd ACN 138 030 289 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Retail Asset Management Ltd ACN 610 990 004 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Securities Pty Ltd ACN 122 781 560 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Share Plan Pty Ltd ACN 610 383 590 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Moelis Australia Visa Fund Manager Pty Ltd ACN 142 008 482 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Mendoza Limited ACN 135 855 186 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Rockford Capital Pty Ltd ACN 116 067 497 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000
Western Funds Management Pty Ltd ACN 169 019 765 Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000