AI assistant
CENTURIA CAPITAL GROUP — Major Shareholding Notification 2017
Oct 15, 2017
64677_rns_2017-10-15_02894912-e285-40d2-bbf1-5a5df4d9cb89.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | CENTURIA CAPITAL GROUP (CNI) (consisting of CENTURIA CAPITAL LIMITED and CENTURIA FUNDS MANAGEMENT LIMITED AS RESPONSIBLE ENTITY OF THE CENTURIA CAPITAL FUND) |
||||
|---|---|---|---|---|---|
| ACN/ARSN | CENTURIA CAPITAL LIMITED ABN 22 095 454 336 CENTURIA FUNDS MANAGEMENT LIMITED ACN 607 153 588 CENTURIA CAPITAL FUND ARSN 613 856 358 |
||||
| 1. Details of substantial holder (1) | |||||
| Name | Moelis Australia Limited (MOE) and the entities listed in Annexure A | ||||
| ACN/ARSN (if applicable) | 142 008 428 | ||||
| There was a change in the interests of the substantial holder on |
16/10/2017 | ||||
| The previous notice was given to the company on | 06/01/2017 | ||||
| The previous notice was dated | 06/01/2017 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary fully paid stapled securities (Ordinary) |
25,318,108 | 11.14% | 25,318,108 | 9.68% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change $(7)$ |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 16/10/17 | MOE, Moelis Australia Visa Fund Manager Pty Ltd ACN 142 008 482 (MAVFM), Moelis Australia Asset Management Ltd ACN 142 008 535 (MAAM) |
Increase in the number of shares on issue resulting from completion of the institutional entitlement offer |
N/A | N/A | N/A |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| MOE | Pershing Australia Nominees Pty Ltd ACN 137 911730 (Pershing) |
MAAM 1990 1991 - 199 |
Relevant interest pursuant to section 608(3) due to holding voting power of above 20% in MAAM |
25,318,108 Ordinary |
25,318,108 |
| MAVFM | Pershing | MAAM | Relevant interest pursuant to section 608(1) as investment manager of Moelis Australia SIV Property Fund and Moelis Australia SIV Public Investment Fund due to the power to exercise, or control the exercise of, a right to vote attached to the securities and the power to dispose of, or control the exercise of a power to dispose of the securities |
25.318.108 Ordinary |
25,318,108 |
|---|---|---|---|---|---|
| MAAM | Pershing | MAAM | Relevant interest pursuant to section 608(1) due to the power to exercise. or control the exercise of, a right to vote attached to the securities and the power to dispose of, or control the exercise of a power to dispose of the securities |
25,318,108 Ordinary |
25,318,108 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting
interests in the company or scheme are as fo
| Name and ACN/ARSN (if applicable) | Nature of association | |
|---|---|---|
| Not applicable |
6. Addresses
The addresses of persons named in this form are as follows:
| committee and committee the committee of | |
|---|---|
| Nome | the property of the control of the control of |
| vann | . |
| Contract Contract Contract Contract | - taximatic history |
| Britain Commercial Commercial → Annexure. ____ 1000 이어 두 5000 M 2010 HAT 1000 HA |
and the concentration of the concentration of the concentration _ --- and the control of the control of the con- _ STATISTICS _________ Service Controller Controller Controller |
Signature
print name PETER DIXON
1 Denci
sign here
date 16/10/2017
Capacity COMPANY SECRETARY
ANNEXURE A TO FORM 604 NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
This is annexure A of one page referred to in Form 604 Notice of change of interests of substantial holder dated 16 October 2017
PETER DIXON, COMPANY SECRETARY
| Name | Address |
|---|---|
| Moelis Australia Limited ACN 142 008 428 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| ACN 167 316 109 Pty Ltd ACN 167 316 109 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Armada Funds Management Pty Ltd ACN 124 754 847 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Global Wealth Aged Care Pty Ltd ACN 610 989 994 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Global Wealth Partners Fund Pty Limited ACN 600 190 690 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Global Wealth Residential Pty Ltd ACN 607 039 216 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| MAAM GP Pty Ltd ACN 164 411 607 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| MAAM Holdings Pty Ltd ACN 621 215 450 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| MACDF TT Pty Ltd ACN 169 652 742 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| MAHPT Pty Ltd ACN 619 297 657 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| MARAM TT Pty Ltd ACN 619 024 949 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Advisory Pty Ltd ACN 142 008 446 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Asset Management Ltd ACN 142 008 535 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Finance Pty Ltd ACN 621 554 845 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Funds Management Pty Ltd ACN 621 552 896 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Hotel Management Pty Ltd ACN 619 297 228 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Operations Pty Ltd ACN 138 030 289 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Retail Asset Management Ltd ACN 610 990 004 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Securities Pty Ltd ACN 122 781 560 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Share Plan Pty Ltd ACN 610 383 590 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Moelis Australia Visa Fund Manager Pty Ltd ACN 142 008 482 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Mendoza Limited ACN 135 855 186 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Rockford Capital Pty Ltd ACN 116 067 497 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |
| Western Funds Management Pty Ltd ACN 169 019 765 | Level 27, Governor Phillip Tower, 1 Farrer Place, Sydney NSW 2000 |