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CENTURIA CAPITAL GROUP Major Shareholding Notification 2017
64677_rns_2017-11-02_5442d251-ac1a-4117-b079-457b9903f08a.pdf
Major Shareholding Notification
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8 Chifley 8-12 Chifley Square, Sydney NSW 2000, Australia GPO Box 9925, Sydney NSW 2001, Australia Tel +61292106500 Fax +61 292106611 www.corrs.com.au
Sydney Melbourne Brisbane Perth
3 November 2017
Market Announcements Office Australian Securities Exchange
Dear Sir/Madam
ESR Pte. Ltd - ASIC form 604
We act for ESR Pte. Ltd (ESR), a wholly owned subsidiary of ESR Cayman Limited (ESR Cayman).
Following the issue of securities by Centuria Capital Group (ASX:CNI) under the retail entitlement offer, ESR has acquired an interest in further securities to maintain its exposure to CNI.
We attach, on behalf of ESR, ESR Cayman and their associates, a Form 604 (notice of change of interests of substantial holder) in relation to CNI.
Yours sincerely Corrs Chambers Westgarth
4~
Sandy Mak Partner
attachments
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme | Centuria Capital Group (CNI), consisting of Centuria Capital Limited ACN 095 454 336 and Centuria Funds Management Limited ACN 607 153 588 as responsible entity of the Centuria Capital Fund ARSN 613 856 358 |
|---|---|
| ACN/ARSN | See above |
| 1. Details of substantial holder (1) | |
| Name | ESR Pte. Ltd (ESR) |
| ESR Cayman Limited (ESR Cayman) and each of its subsidiaries listed in Annexure A (ESR Subsidiaries) | |
| WP OCIM ONE LLC, Warburg Pincus Private Equity X, LP, WP X Investment VI Ltd and Warburg Pincus X, LP and their controlling entities (ESR Relevant Entities) |
|
| ACN\ARSN (if applicable) | |
| There was a change in the interests of the | |
| substantial holder on | 2/11/17 |
| The previous notice was given to the company on | 17/10/17 |
2. Previous and present voting power
The previous notice was dated 16/10/17
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary stapled securities | 38,983,990 | 14.9% | 41,377,846 | 14.9% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme, are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 27 October 2017 |
ESR, ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
Dilution of voting power as a result of the issue of stapled securities by CNI to other holders under an entitlement offer. |
N/A | 38,983,990 | 0.86% |
| 30 October 2017 |
ESR | Acquisition of stapled securities on-market giving rise to a relevant interest under section 608(1) of the Corporations Act by virtue of being the holder of the stapled securities. |
See Annexure B | 1,384,206 | 0.50% |
| 604 page 2/1 | 13 March 2000 | ||||
|---|---|---|---|---|---|
| 30 October 2017 |
ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
Under section 608(3) of the Corporations Act, ESR Cayman, each ESR Subsidiary and each ESR Relevant Entity has a |
N/A | 1,384,206 | 0.50% |
| relevant interest in stapled securities which ESR has a relevant interest in. |
|||||
| 31 October 2017 |
ESR | Acquisition of stapled securities on-market giving rise to a relevant interest under section 608(1) of the Corporations Act by virtue of being the holder of the stapled securities. |
See Annexure B | 120,677 | 0.04% |
| 31 October 2017 |
ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
Under section 608(3) of the Corporations Act, ESR Cayman, each ESR Subsidiary and each ESR Relevant Entity has a relevant interest in stapled securities which ESR has a relevant interest in. |
N/A | 120,677 | 0.04% |
| 1 November 2017 |
ESR | Acquisition of stapled securities on-market giving rise to a relevant interest under section 608(1) of the Corporations Act by virtue of being the holder of the stapled securities. |
See Annexure B | 85,666 | 0.03% |
| 1 November 2017 |
ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
Under section 608(3) of the Corporations Act, ESR Cayman, each ESR Subsidiary and each ESR Relevant Entity has a relevant interest in stapled securities which ESR has a relevant interest in. |
N/A | 85,666 | 0.03% |
| 1 November 2017 |
ESR | Acquisition of a relevant interest in further stapled securities that are subject of the total return swap between ESR and Credit Suisse AG, Singapore Branch with an option for physical settlement (subject to FIRB approval) that has yet to settle (details of which are attached to ESR's notice of initial substantial holder dated 9 October 2016). |
\$1.46 per ordinary stapled security |
53,273 | 0.02% |
| 1 November 2017 |
ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
Under section 608(3) of the Corporations Act, ESR Cayman, each ESR Subsidiary and each ESR Relevant Entity has a relevant interest in stapled securities which ESR has a relevant interest in. |
N/A | 53,273 | 0.02% |
| 604 page 3/1 | 13 March 2000 | ||||
|---|---|---|---|---|---|
| 2 November | ESR | Acquisition of a relevant | \$1.47 per ordinary | 750,034 | 0.27% |
| 2017 | interest in further stapled | stapled security | |||
| securities that are subject | |||||
| of the total return swap | |||||
| between ESR and Credit | |||||
| Suisse AG, Singapore | |||||
| Branch with an option for | |||||
| physical settlement (subject | |||||
| to FIRB approval) that has | |||||
| yet to settle (details of | |||||
| which are attached to | |||||
| ESR's notice of initial | |||||
| substantial holder dated 9 | |||||
| October 2016). | |||||
| 2 November | ESR Cayman, ESR | Under section 608(3) of the | N/A | 750,034 | 0.27% |
| 2017 | Subsidiaries and ESR | Corporations Act, ESR | |||
| Relevant Entities | Cayman, each ESR | ||||
| Subsidiary and each ESR | |||||
| Relevant Entity has a | |||||
| relevant interest in stapled | |||||
| securities which ESR has a | |||||
| relevant interest in. |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| ESR | ESR | ESR | Acquisition of stapled securities by way of on and off market transfers giving rise to a relevant interest under section 608(1) of the Corporations Act by virtue of being the holder of the stapled securities. |
27,406,997 | 9.87% |
| ESR | Credit Suisse AG, Singapore Branch |
Credit Suisse AG, Singapore Branch |
Relevant interest under section 608(8) of the Corporations Act, being a relevant interest under a total return swap between ESR and Credit Suisse AG, Singapore Branch, with an option for physical settlement (subject to FIRB approval) that has yet to settle (details of which are attached to ESR's notice of initial substantial holder dated 9 October 2016). |
13,081,876 | 4.71% |
| 604 page 4/1 | 13 March 2000 | ||||
|---|---|---|---|---|---|
| ESR | Various holders | ESR | On market acquisitions of stapled securities giving rise to a relevant interest under section 608(1) of the Corporations Act by virtue of being the holder of the stapled securities. |
85,666 | 0.03% |
| ESR | Various holders | Credit Suisse AG, Singapore Branch |
Relevant interest under section 608(8) of the Corporations Act, being a relevant interest under a total return swap between ESR and Credit Suisse AG, Singapore Branch, with an option for physical settlement (subject to FIRB approval) that has yet to settle (details of which are attached to ESR's notice of initial substantial holder dated 9 October 2016). |
803,307 | 0.29% |
| ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
ESR | ESR | Under section 608(3) of the Corporations Act, ESR Cayman, each ESR Subsidiary and each ESR Relevant Entity has a relevant interest in stapled securities which ESR has a relevant interest in. |
27,406,997 | 9.87% |
| ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
Credit Suisse AG, Singapore Branch |
Credit Suisse AG, Singapore Branch |
As above | 13,081,876 | 4.71% |
| ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
Various holders | ESR | As above | 85,666 | 0.03% |
| ESR Cayman, ESR Subsidiaries and ESR Relevant Entities |
Various holders | Credit Suisse AG, Singapore Branch |
As above | 803,307 | 0.29% |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of the persons named in this form are as follows:
| Name | Address |
|---|---|
| ESR. | 8 Marina View #14-07 Asia Square Tower 1 Singapore |
| ESR Cayman | Intertrust Corporate Services (Cayman) Limited. 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands |
| ESR Subsidiaries | See Annexure A |
| WP OCIM ONE LLC | Corporation Trust Centre, 1209 Orange Street, City of Wilmington, Delaware 19801 |
| Warburg Pincus Private Equity X. LP | Corporation Trust Centre, 1209 Orange Street, City of Wilmington, Delaware 19801 |
| WP X Investment VI I td | c/o Mourant Cayman Corporate Services, 94 Solaris Avenue. Camana Bay, PO Box 1348. Grand Cavman, KY1-1108 |
| Warburg Pincus X. LP | c/o Mourant Ozannes Corporate Services (Cayman) Limited, 94 Solaris Avenue, Camana Bay, P.O. Box 1348, Grand Cayman KY1-1108, Cayman Islands |
Signature
DIRECTIONS
- $(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations. or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $\langle \hat{a} \rangle$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- Include details of $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of $(a)$ any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement, and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
- See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown"
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
This is annexure A of 7 pages (including this page) referred to in Form 603 "Notice of initial substantial holder". z
Wee Peng Cho
Date: 2 November 2017
$\bar{\mathcal{A}}$
ESR Subsidiaries
ESR Cayman Limited gives this notice on its own behalf and on behalf of the following entities:
| No. | Company | Address |
|---|---|---|
| 1. | Shipsail Investment Ltd. | c/o CIM CORPORATE SERVICES LTD, Les Cascades Building, Edith Cavell |
| Street, Port Louis, Mauritius | ||
| 2. | e-Shang GZ (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 3. | e-Shang Brilliant (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 4. | Value Torrent Limited | P.O Box 3340, Road Town, Tortola, British Virgin Islands |
| 5. | e-Shang Chengdu (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 6. | e-Shang Wealth (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 7. | e-Shang Fortune (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 8. | Talent (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 9. 10. |
Genius (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 11. | Horizon (BVI) Limited Sword Overseas Holdings (BVI) |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| Limited | ||
| 12. | Shield Overseas Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 13. | Freedom Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 14. | Virtue Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 15. | Justice Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 16. | Destiny offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 17. | Savior offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 18. | Legend offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 19. | Impulse offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 20. | e-Shang GZ HK Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 21. | e-Shang Brilliant HK Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 22. | Jiadong Investments Ltd | Level 54, Hopewell Centre, 183 Queen's Road East, Hong Kong |
| 23. 24. |
e-Shang Sky HK Limited e-Shang Wealth HK Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 25. | e-Shang Fortune HK Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 26. | Talent HK Offshore Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 27. | Genius HK Offshore Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 28. | Genius II HK Offshore Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 29. | Horizon HK Offshore Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 30. | VANCL Sword Overseas Holdings HK Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 31. | Shield Overseas Holdings HK Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 32. | Freedom Offshore Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 33. | Justice Offshore Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 34. | Virtue Offshore Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 35. | Shanghai e-Shang Warehousing Services Co., Ltd. |
No.29, Lane 888, Minta Road, Shihudang Town, Songjiang District, Shanghai |
| No. | Company | Address |
|---|---|---|
| 36. | Dongguan Huishang E-commerce Services Co., Ltd. |
Xinji Village, Machong Town, Dongguan |
| 37. | Langfang Weidu International Logistics Co., Ltd. |
No. 14, Fengwu Road, Langfang Development Zone, Hebei Province |
| 38. | Xinbin (Shanghai) Enterprise Management Services Co., Ltd. |
No. 2672, Shengang Road, Songjiang District, Shanghai |
| 39. | Jiangsu Yitian Warehousing Services Co., Ltd. |
No.632, Huaji Road, Huaqiao Town, Kunshan City, Jiangsu Province |
| 40. | Shanghai Donghe Warehousing Co., Ltd. |
No.1236 Minqiang Road, Songjiang District Shanghai |
| 41. | Shanghai Fengyuan Logistics Co., Ltd. |
NO 634, Xizhang Village, Qingcun Town, Fengxian District, Shanghai |
| 42. | Shanghai Moya Warehousing Co., Ltd. |
No.255 Rongteng Road, Songjiang export processing zone Shanghai |
| 43. | Jiangsu Friend Warehousing Co., Ltd. |
No.718, Xinsheng Road, Kunshan City, Jiangsu Province |
| 44. | Dongguan Hongshang Warehousing Services Co., Ltd. |
No.11 Zhongxing Road, Hongmei Town, Dongguan |
| 45. | Tianjin Fanbin Warehousing Services Co., Ltd. |
Fuyuan Road(N), Jingbin industrial park, Wuqing district, Tianjin |
| 46. | Shanghai Dongjing Industrial Co., Ltd. |
Room 355,Block 2,Number.558, Minta Road, Shanghai |
| 47. | Shanghai Yitan Warehousing Services Co., Ltd. |
Room 1190,Block 1,Number.19,Zhenglang Road, Shanghai |
| 48. | Shenyang Yibei Warehousing Services Co., Ltd. |
No.1 Feima Street, Shenbei New Area, Shenyang |
| 49. | Exia Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 50. | Exia Offshore Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 51. | Action Wealth International Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 52. | Hangzhou Mingpu Supply Chain Management Co., Ltd. |
Room 318, comprehensive building, No.222 Lvyin Road, Qianjin Street, Dajiangdong industrial agglomeration area, Hangzhou |
| 53. | Crown Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 54. | ESR HK Limited (Previously known as Glory Offshore Holdings |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| (HK) Limited.) | ||
| 55. | Crown Offshore Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 56. | Pluto Offshore Holdings (BVI) Limited. |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 57. | Mercury Offshore Holdings (BVI) Limited. |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 58. | Mercury Offshore Holdings (HK) Limited. |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 59. | e-Shang ESR Australia I Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 60. | e-Shang ESR Australia II Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 61. | Action Growth International Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 62. | Action Rocks Holding Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 63. | Action Alpha Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 64. | Action Bright Enterprises Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 65. | Action Growth International Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 66. | Action Rocks Holding Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 67. | Action Alpha Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| No. | Company | Address |
|---|---|---|
| 68. | Action Bright Enterprises Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 69. | Wuhan Mingju Supply Chain Development Co., Ltd. |
No. 1, Taizhong Avenue, Gaoqiao Industrial park, Dongxihu District, Wuhan |
| 70. | Wuhan Minglong Warehousing Co., Ltd. |
Hanyang Avenue, Caidian Street, Caidian District, Wuhan |
| 71. | Taicang Mingzhan Warehousing Co., Ltd. |
North of Dagang Road, East of Yangjiang Road, Taicang Port Economic and Technology Development Area |
| 72. | Tianjin Mingcheng Warehousing Co., Ltd. |
No. 10 Hongfa Road, Ditan Industrial Park, Wuqing District, Tianjin |
| 73. | ESR Core Offshore Holdings Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 74. | ESR Dev Offshore Holdings Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 75. | ESR QFLP GP Holdings Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 76. | ESR Core Fund Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 77. | ESR Dev Fund Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 78. | ESR QFLP GP Holdings( HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 79. | Yineng (Wuxi) Investment Co., Ltd. |
Room 003, Xinan No.2 Road, Xinwu District, Wuxi |
| 80. | Shanghai Yurun Meat Food Co., Ltd. |
No.2989, Baishi Avenue, Baihe Town, Qingpu District |
| 81. | Chongqing Yongxiang Market Management Co., Ltd. |
Room 601, Rongying Building, Technology Centre, No.8, Yuma Road, Nanan District, Chongqing |
| 82. | Hangzhou Yiteng Investment Management Co., Ltd. |
Room 209-1-906, No.999, Jingxing Road, Yuhang District, Hangzhou |
| 83. | Shanghai Yijing Industrial Co., Ltd. |
Room 101, Block 3, No.666, Tangming Road, Shihudang Town, Songjiang District, Shanghai |
| 84. | Shanghai Yita Warehousing Service Co., Ltd. |
No.609, Tahui Road, Shihudang Town, Songjiang District, Shanghai |
| 85. | Hangzhou Yifeng Equity Investment Fund Partnership Enterprise (Limited Partnership) |
Room 09-1-941, No.999, Jingxing Road, Yuhang District, Hangzhou |
| 86. | Shanghai Yizong Equity Investment Fund Management Co., Ltd. |
Room 1121, No.6 Jilong Road, China (Shanghai) Free Trade Zone |
| 87. | Zhuhai Siyi Investment Consulting Partnership Enterprise (Limited Partnership) |
Room 105-12623, No.6 Baohua Road, Hengqin New Area, Zhuhai City, Guangdong Province |
| 88. | Impulse Singapore Holding Pte. Ltd. |
33 IPOH LANE, #15-06, VERSILIA ON HAIG, Singapore (438641) |
| 89. | Alpha Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 90. | Beta Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 91. | Gamma Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 92. | Delte Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 93. | Epsilon Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 94. | Zeta Offshore Holdings (BVI) Limited |
Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 95. | Alpha Offshore Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 96. | Beta Offshore Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 97. | Gamma Offshore Holdings (HK) Limited |
3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| No. | Company | Address |
|---|---|---|
| 98. | Summit (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 99. | Summit HK Offshore Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 100. | Kendall Square Logistics Properties, Inc. |
35F Three IFC, 10 Gukjegeumyung-ro Yeongdeungpo-gu, Seoul, Korea 07326 |
| 101. | Kendall Square Asset Management, Inc. |
35F Three IFC, 10 Gukjegeumyung-ro Yeongdeungpo-gu, Seoul, Korea 07326 |
| 102. | Moonwood Singapore Holding Pte. Ltd |
33 IPOH LANE #15-06 VERSILIA ON HAIG SINGAPORE (438641) |
| 103. | Sunwood Singapore Holding Pte. Ltd. |
33 IPOH LANE #15-06 VERSILIA ON HAIG SINGAPORE (438641) |
| 104. | Ilmok Networks Pte. Ltd. | 33 IPOH LANE #15-06 VERSILIA ON HAIG SINGAPORE (438641) |
| 105. | Ilmok Networks LLC | 33 IPOH LANE #15-06 VERSILIA ON HAIG SINGAPORE (438641) |
| 106. | Sunrise (BVI) Limited | Ritter House, Wickhams Cay II, Road Town, Tortola VG1110, British Virgin Islands |
| 107. | Sunrise HK Offshore Limited | 3806 Central Plaza, 18 Harbour Road, Wanchai, Hong Kong |
| 108. | e-Shang Jupiter Cayman Limited | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands |
| 109. | e-Shang Infinity Cayman Limited | c/o Intertrust Corporate Services (Cayman) Limited, 190 Elgin Avenue, George Town, Grand Cayman KY1-9005, Cayman Islands |
| 110. | Infinitysub Pte. Ltd. | 138 Market Street #26-03/04 CapitaGreen Singapore 048946 |
| 111. | ESR Investment Management Pte. Ltd. |
138 Market Street #26-03/04 CapitaGreen Singapore 048946 |
| 112. | ESR Funds Management (S) Limited |
138 Market Street #26-03/04 CapitaGreen Singapore 048946 |
| 113. | ESR Property Management (S) Pte. Ltd. |
138 Market Street #26-03/04 CapitaGreen Singapore 048946 |
| 114. | ESR PTE. LTD. | 8 Marina View, #14-07, Asia Square Tower 1, Singapore (018960) |
| 115. | ESR Great (Cayman) Holdings Limited |
c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands |
| 116. | ESR Great (Cayman) Limited | c/o Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands |
| 117. | ESR Singapore Pte. Ltd. (Previously known as Redwood Group Asia Pte. Ltd.) |
80 Robinson Road, #02-00 Singapore 068898 |
| 118. | Redwood China Logistics Fund GP Pte Ltd |
80 Robinson Road, #02-00 Singapore 068898 |
| 119. | RJLF II GP Pte Ltd | 80 Robinson Road, #02-00 Singapore 068898 |
| 120. | Redwood Advisors Private Limited | 87 Nariman Bhavan, 227 Nariman Point, Mumbai 400021 |
| 121. | RJLF GP Pte Ltd | 80 Robinson Road, #02-00 Singapore 068898 |
| 122. | ESR Ltd. | Kamiyacho Prime Place 3F, Toranomon 4-1-17, Minato-ku, Tokyo, 105-0001 |
| 123. | ESR Real Estate Development Ltd |
Kamiyacho Prime Place 3F, Toranomon 4-1-17, Minato-ku, Tokyo, 105-0001 |
| 124. | Redwood Group China Holdings Pte Ltd |
80 Robinson Road, #02-00 Singapore 068898 |
| 125. | Redwood China Holdings Limited | 1607, 16/F, Beverly House, 93-107 Lockhart Road Wanchai, Hong Kong |
| 126. | Redwood Australia Logistics Singapore 1 Pte Ltd |
80 Robinson Road, #02-00 Singapore 068898 |
| 127. | Redwood Investments Consulting (Shanghai) Co Ltd |
Room 2625, 26th Floor, 83 Loushanguan Road Shanghai, China 200336 |
| 128. | RW Renewables ISH | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 129. | RW Renewables GK | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 130. | RW Renewables Sustainable Solar GK |
10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 131. | Redwood Asian Investments, Ltd. | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 132. | RCLF LP Ltd | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 133. | Redwood Group China 1 RGC 1 | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 134. | Redwood Asian Investments 1 Ltd | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| No. | Company | Address |
|---|---|---|
| 135. | Redwood Investor (Kawajima), Ltd |
190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 136. | Redwood Investor (Yatomi) Ltd | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 137. | Redwood Sustainable Investments, Ltd |
190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 138. | Redwood Sustainable Investments 1, Ltd |
190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 139. | Redwood Investor (Higashi) Ltd | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 140. | Redwood Investor 1 GP, Ltd | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 141. | Redwood Investor Initial Limited Partner Ltd |
190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 142. | ESR Pune SPE 1 Pte Ltd | 80 Robinson Road, #02-00 Singapore 068898 |
| 143. | Amazing Japan Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 144. | ESR Pune Pte Ltd | 80 Robinson Road, #02-00 Singapore 068898 |
| 145. | Redwood Investor (Kafukucho) Ltd |
190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 146. | Redwood SP (Higashi) Ltd | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 147. | Redwood SP Ltd | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 148. | RW Renewables 4 ISH | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 149. | RW Renewables 4 GK | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 150. | RW Renewables 5 ISH | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 151. | RW Renewables 5 GK | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 152. | RW Renewables 2 ISH | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 153. | RW Renewables 2 GK | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 154. | RW Renewables 3 ISH | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 155. | RW Renewables 3 GK | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 156. | RW Renewables 6 ISH | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 157. | RW Renewables 6 GK | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 158. | Redwood Investor (Kuki) Ltd | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 159. | Redwood Investor GP Ltd. | 190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 160. | ESR REIT Management Ltd. | Kamiyacho Prime Place 3F, Toranomon 4-1-17, Minato-ku, Tokyo, 105-0001 |
| 161. | Redwood Japan Logistics Fund Investments II, Ltd |
190 Elgin Avenue, George Town, Grand Cayman, Cayman Islands KY1-9005 |
| 162. | RW Japan 6 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 163. | RW Japan 6 SPE 1 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 164. | RW Singco 6 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 165. | RW Japan 7 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 166. | RW Japan 7 SPE 1 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 167. | RW Singco 7 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 168. | RW Japan 8 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 169. | RW Japan 8 SPE 1 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 170. | RW Singco 8 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 171. | ESR India Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 172. | ESR India 1 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 173. | ESR Advisers India Private Limited |
207, Sai Chamber Pre Chs Ltd, CTS No 100, TPS- 5 Santacruz (East), Mumbai, Mumbai City, Maharashtra, India, 400055 |
| 174. | ESR Mumbai 1 Pte. Ltd. | 80 Robinson Road, #02-00 Singapore 068898 |
| 175. | REIT Japan Investments Holdings Pte Ltd |
80 Robinson Road, #02-00 Singapore 068898 |
| 176. | RW Renewables 7 GK | 10-5, Akasaka 2-chome, Minato-ku, Tokyo, Japan |
| 177. | ESR Mumbai SPE 1 Pte Ltd | 80 Robinson Road, #02-00 Singapore 068898 |
| 178. | ESR REIT ISH | Nihombashi 1-chome Bldg, 4-1, Nihombashi 1-chome, Chuo-ku, Tokyo 103-0027 |
| No. | Company | Address | ||
|---|---|---|---|---|
| 179. | ESR REIT GK | Nihombashi 1-chome Bldg, 4-1, Nihombashi 1-chome, Chuo-ku, Tokyo 103-0027 | ||
| 180. | ESR Pune 1 Pte Ltd | 80 Robinson Road, #02-00 Singapore 068898 | ||
| 181. | ESR Pune 1 SPE 1 Pte Ltd | 80 Robinson Road, #02-00 Singapore 068898 | ||
| 182. | Redwood Phoenix China Investment Fund Pte Ltd |
80 Robinson Road, #02-00 Singapore 068898 | ||
| 183. | Mingyue Logistics Pte Ltd | 80 Robinson Road, #02-00 Singapore 068898 | ||
| 184. | Guangzhou Mingyue Warehousing Co. Ltd. |
No.53, Chuangye Road, Conghua Economic and Technology Zone, Guangdong Province |
||
| 185. | Shanghai Yisi Warehousing Service Co., Ltd. |
No.609, Tahui Road, Shihudang Town, Songjiang District, Shanghai | ||
| 186. | ESR GP Holding Cayman Limited | Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands |
||
| 187. | ESR Star GP Cayman Limited | Walkers Corporate Limited, Cayman Corporate Centre, 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands |
||
| 188. | ESR Star China Development Co | Walkers Corporate Limited, Cayman Corporate Centre, | ||
| 189. | Investment Fund L.P. | 27 Hospital Road, George Town, Grand Cayman KY1-9008, Cayman Islands | ||
| 190. | ESR Pune 2 Pte. Ltd ESR Pune 2 SPE 1 Pte. Ltd |
80 Robinson Road, #02-00 Singapore 068898 80 Robinson Road, #02-00 Singapore 068898 |
||
| 191. | ESR Chennai 1 Pte. Ltd | 80 Robinson Road, #02-00 Singapore 068898 | ||
| 192. | ESR Chennai 1 SPE 1 Pte. Ltd | 80 Robinson Road, #02-00 Singapore 068898 | ||
| 193. | ESR Delhi 1 Pte. Ltd | 80 Robinson Road, #02-00 Singapore 068898 | ||
| 194. | ESR Delhi 1 SPE 1 Pte. Ltd | 80 Robinson Road, #02-00 Singapore 068898 | ||
| 195. | RCLF CHANGSHA2 Pte. Ltd | 80 Robinson Road, #02-00 Singapore 068898 | ||
| 196. | Changsha Yizhu Warehouse Service Co., Ltd. (长沙易竹仓储服务有限公司) |
Room 301, Building No.3 , Xingwei Chuangxin Garden, No. 57 South Huangxin Avenue, Economic and Technology Development Zoe, Changsha |
Annexure B
This is annexure B of 1 page (including this page) referred to in Form 603 "Notice of initial substantial holder".
Wee Peng Cho Date: 2 November 2017
Consideration
$\ddot{\phantom{0}}$
The following consideration was given in relation to the stapled securities that ESR has acquired on market:
| Consideration given in relation to change (per stapled security) |
Class and number of securities affected |
Date on which securities were acquired |
|---|---|---|
| \$1.44 | 1,192,384 ordinary stapled securities | 30 October 2017 |
| \$1.43 | 168,565 ordinary stapled securities | 30 October 2017 |
| \$1.425 | 3,643 ordinary stapled securities | 30 October 2017 |
| \$1.42 | 14,631 ordinary stapled securities | 30 October 2017 |
| \$1.4125 | 4,577 ordinary stapled securities | 30 October 2017 |
| \$1.41 | 406 ordinary stapled securities | 30 October 2017 |
| \$1.46 | 13,913 ordinary stapled securities | 31 October 2017 |
| \$1.455 | 53,459 ordinary stapled securities | 31 October 2017 |
| \$1.45 | 53,305 ordinary stapled securities | 31 October 2017 |
| \$1.46 | 63,419 ordinary stapled securities | 1 November 2017 |
| \$1.455 | 5,627 ordinary stapled securities | 1 November 2017 |
| \$1.44 | 16,620 ordinary stapled securities | 1 November 2017 |