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CENTRUS ENERGY CORP Director's Dealing 2020

Dec 29, 2020

30949_dirs_2020-12-29_b03717db-4db7-4bc8-bd50-3a0108b1f322.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CENTRUS ENERGY CORP (LEU)
CIK: 0001065059
Period of Report: 2020-12-28

Reporting Person: PONEMAN DANIEL B (President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-28 Class A Common Stock M 12000 $4.37 Acquired 32000 Direct
2020-12-28 Class A Common Stock S 8589 $26.4657 Disposed 23411 Direct
2020-12-28 Class A Common Stock S 1900 $27.3911 Disposed 21511 Direct
2020-12-28 Class A Common Stock S 1511 $28.1939 Disposed 20000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-28 Employee Stock Option (right to buy) $4.37 M 12000 Acquired 2025-03-06 Class A Common Stock (12000) Direct

Footnotes

F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person on November 27, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: This transaction was executed in multiple trades at prices ranging from $26.065 to $26.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp.

F3: This transaction was executed in multiple trades at prices ranging from $27.01 to $27.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp.

F4: This transaction was executed in multiple trades at prices ranging from $28.00 to $28.44; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Centrus Energy Corp., or a security holder of Centrus Energy Corp.

F5: Stock otions vest in four equal annual installments beginning on March 6, 2016.