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CENTRUS ENERGY CORP — Director's Dealing 2018
Jan 22, 2018
30949_dirs_2018-01-22_88ec1e6b-c379-4447-b975-c58c1b212e69.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: CENTRUS ENERGY CORP (LEU)
CIK: 0001065059
Period of Report: 2017-08-02
Reporting Person: SUBIN NEIL S (Director, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5000 | Direct |
| Class A Common Stock | 62657 | Indirect |
| Class A Common Stock | 95858 | Indirect |
| Class A Common Stock | 95858 | Indirect |
| Class A Common Stock | 36776 | Indirect |
| Class A Common Stock | 96973 | Indirect |
| Class A Common Stock | 348422 | Indirect |
| Class A Common Stock | 113771 | Indirect |
| Class A Common Stock | 5000 | Indirect |
Footnotes
F1: Includes 5,000 restricted stock units granted pursuant the Company's equity incentive plan. The restricted stock units vest on the earlier of (i) May 31,2018 or (ii) the date of the 2018 annual meeting of stockholders. However, vesting is accelerated upon (1) the director attaining eligibility for retirement, (2) termination of the director's service by reason of death or disability, or (3) a change of control of the Company.
F2: Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
F3: Mr. Neil Subin has succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts. There has been no acquisition transaction by the reporting person with respect to the securities reported herein within the meaning of Section 16 of the Securities Exchange Act.