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CENTRUS ENERGY CORP — Director's Dealing 2014
Dec 30, 2014
30949_dirs_2014-12-30_9ea2c9f5-5d2c-43da-9c23-a460ef1a7416.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CENTRUS ENERGY CORP (LEU)
CIK: 0001065059
Period of Report: 2014-11-21
Reporting Person: Barpoulis John C (SVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-21 | Class A Common Stock | S | 55 | $5.38 | Disposed | 1400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-21 | Employee Stock Option (right to buy) | $5.62 | A | 10000 | Acquired | 2024-11-21 | Class A Common Stock (10000) | Direct |
Footnotes
F1: On November 25, 2014, due to an administrative error, a Form 4 for the reporting person was filed mistakenly reporting the disposition to the issuer of 55 shares of Common Stock pursuant to Rule 16b-3 that should have been reported as the open market sale of 55 shares of Class A Common Stock. Also on November 25, 2014, due to an administrative error, a separate Form 4 for the reporting person was filed mistakenly reporting the acqusitiion of 10,000 shares of Common Stock that should have been reported as a grant of employee stock options providing a right to buy 10,000 shares of Class A Common Stock. As of November 25, 2014, the reporting person owned 1,400 shares of Class A Common Stock.
F2: This transaction was erroneously reported as an acquisition of Common Stock on November 25, 2014 (see note (1) above).
F3: The option vests in three equal annual installments beginning on November 21, 2015.