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CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2023
Aug 16, 2023
32388_dirs_2023-08-15_9968378b-db3f-4c7b-aa66-f6e816d57434.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2023-08-14
Reporting Person: Ngo Agnes Catherine (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-14 | Common Stock | S | 134 | $17.685 | Disposed | 112980 | Indirect |
| 2023-08-14 | Common Stock | S | 79 | $17.70 | Disposed | 112901 | Indirect |
| 2023-08-14 | Common Stock | S | 44 | $17.71 | Disposed | 112857 | Indirect |
| 2023-08-14 | Common Stock | S | 2 | $17.715 | Disposed | 112855 | Indirect |
| 2023-08-14 | Common Stock | S | 318 | $17.72 | Disposed | 112537 | Indirect |
| 2023-08-14 | Common Stock | S | 70 | $17.725 | Disposed | 112467 | Indirect |
| 2023-08-14 | Common Stock | S | 88 | $17.73 | Disposed | 112379 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5886 | Indirect |
| Common Stock | 5995 | Direct |
| Common Stock | 6793 | Direct |
| Common Stock | 1689 | Direct |
| Common Stock | 7645 | Direct |
| Common Stock | 3548 | Direct |
| Common Stock | 5594 | Direct |
| Common Stock | 2056 | Direct |
| Common Stock | 3365 | Direct |
| Common Stock | 3424 | Direct |
| Common Stock | 3039 | Direct |
| Common Stock | 6672 | Direct |
| Common Stock | 9746 | Direct |
| Common Stock | 6363 | Direct |
| Common Stock | 2375 | Direct |
| Common Stock | 3681 | Direct |
| Common Stock | 3128 | Direct |
| Common Stock | 2258 | Direct |
| Common Stock | 9480 | Direct |
| Common Stock | 5767 | Direct |
| Common Stock | 2714 | Indirect |
| Common Stock | 2855 | Direct |
| Common Stock | 11431 | Direct |
Footnotes
F1: 2/15/17 PSU Grant that cliff vests on 2/18/20 based on 2019 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/18/20.
F2: 2/15/18 PSU Grant that cliff vests on 2/16/21 based on 2020 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/16/21.
F3: 2/15/19 PSU Grant that cliff vests on 2/15/22 based on 2021 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/15/22.
F4: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.
F5: 2/16/21 PSU Grant that cliff vests on 2/16/23 based on 2022 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/16/23.
F6: 2/16/21 PSU Grant that cliff vests on 2/16/23 based on 2022 year-end performance results/approval. Amount reported is actual number of shares that vested and were issued on 2/16/23.
F7: 2/16/21 PSU Grant that cliff vests on 2/16/23. Amount reported is actual number of shares that vested and were issued on 2/16/23.
F8: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years
F9: 2/18/20 RSU Time-Based Grant. Shares vest evenly over 3 years
F10: 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.
F11: 2/15/22 RSU Time-Based Grant. Shares vest evenly over 3 years
F12: 2/16/21 RSU Time-Based Grant. Shares vest evently over 2 years
F13: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
F14: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
F15: RSU time-based grant. Shares vest evenly over 3 years
F16: RSUs time-based; granted 2/17/15
F17: RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
F18: RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
F19: RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.
F20: This transaction was effected pursuant to a Rule 10b5-1 Plan entered into by the reporting person on May 1, 2023. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.