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CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2020
Mar 19, 2020
32388_dirs_2020-03-18_8be5347c-d18a-44b0-9dfb-1310c24a1337.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2020-03-16
Reporting Person: Ngo Agnes Catherine (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-16 | Common Stock | F | 458 | $15.34 | Disposed | 3799 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 95860 | Indirect |
| Common Stock | 5886 | Indirect |
| Common Stock | 5995 | Direct |
| Common Stock | 7645 | Direct |
| Common Stock | 3548 | Direct |
| Common Stock | 3771 | Direct |
| Common Stock | 4448 | Direct |
| Common Stock | 3039 | Direct |
| Common Stock | 2375 | Direct |
| Common Stock | 3681 | Direct |
| Common Stock | 2258 | Direct |
| Common Stock | 9480 | Direct |
| Common Stock | 5767 | Direct |
| Common Stock | 2714 | Indirect |
| Common Stock | 2855 | Direct |
| Common Stock | 11431 | Direct |
Footnotes
F1: RSU time-based grant. Shares vest evenly over 3 years
F2: Shares exercised to cover taxes on vested shares
F3: 2/15/17 PSU Grant that cliff vests on 2/18/20 based on 2019 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/18/20.
F4: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years
F5: 2/18/20 RSU Time-Based Grant. Shares vest evenly over 3 years
F6: 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.
F7: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
F8: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
F9: RSUs time-based; granted 2/17/15
F10: RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
F11: RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
F12: RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.