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CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2019
Feb 21, 2019
32388_dirs_2019-02-20_3d8746be-ff40-4ba8-982b-69f95f0e439f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2019-02-15
Reporting Person: Ngo Agnes Catherine (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Stock | A | 3771 | — | Acquired | 3771 | Direct |
| 2019-02-15 | Common Stock | A | 11270 | — | Acquired | 11270 | Direct |
| 2019-02-15 | Common Stock | F | 3625 | $29.83 | Disposed | 7645 | Direct |
| 2019-02-15 | Common Stock | F | 617 | $29.83 | Disposed | 3681 | Direct |
| 2019-02-15 | Common Stock | F | 390 | $29.83 | Disposed | 2375 | Direct |
| 2019-02-15 | Common Stock | F | 358 | $29.83 | Disposed | 3039 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 87310 | Indirect |
| Common Stock | 5886 | Indirect |
| Common Stock | 3548 | Direct |
| Common Stock | 2258 | Direct |
| Common Stock | 9480 | Direct |
| Common Stock | 5767 | Direct |
| Common Stock | 2714 | Indirect |
| Common Stock | 2855 | Direct |
| Common Stock | 12285 | Direct |
Footnotes
F1: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years
F2: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.
F3: Shares used to cover taxes for vested shares
F4: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
F5: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
F6: 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.
F7: RSUs time-based; granted 2/17/15
F8: RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
F9: RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
F10: RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.