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CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2017
May 4, 2017
32388_dirs_2017-05-03_4519fd90-303b-4cf7-8ce5-892b8876e617.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2017-05-02
Reporting Person: Ngo Agnes Catherine (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-02 | Common Stock | M | 6447 | $31.51 | Acquired | 88393 | Indirect |
| 2017-05-02 | Common Stock | M | 1863 | $31.51 | Acquired | 90256 | Indirect |
| 2017-05-02 | Common Stock | F | 2281 | $31.51 | Disposed | 87975 | Indirect |
| 2017-05-02 | Common Stock | F | 665 | $31.51 | Disposed | 87310 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-02 | Restricted Stock Unit | $0 | M | 6447 | Disposed | 2017-05-02 | Common Stock (6447) | Direct |
| 2017-05-02 | Restricted Stock Unit | $0 | M | 1863 | Disposed | 2017-05-02 | Common Stock (1863) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5886 | Indirect |
| Common Stock | 8122 | Direct |
| Common Stock | 3116 | Direct |
| Common Stock | 4924 | Direct |
| Common Stock | 2606 | Direct |
| Common Stock | 9480 | Direct |
| Common Stock | 5767 | Direct |
| Common Stock | 2714 | Indirect |
| Common Stock | 2855 | Direct |
| Common Stock | 13227 | Direct |
Footnotes
F1: Shares used to cover taxes for vested shares
F2: RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
F3: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years
F4: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
F5: RSUs time-based; granted 2/17/15
F6: RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
F7: RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
F8: RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.
F9: RSUs performance-based originally filed on 5/3/12 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results.