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CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2016
Mar 2, 2016
32388_dirs_2016-03-01_3912e01d-3e3b-4202-97e3-3f53a3a36ae0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2016-02-29
Reporting Person: Mizumoto Lance A. (Director, President & CBO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-29 | Common Stock | M | 3323 | — | Acquired | 41276 | Direct |
| 2016-02-29 | Common Stock | M | 1259 | — | Acquired | 42535 | Direct |
| 2016-02-29 | Common Stock | F | 2192 | $19.93 | Disposed | 40343 | Direct |
| 2016-02-29 | Common Stock | F | 880 | $19.93 | Disposed | 4645 | Direct |
| 2016-02-29 | Common Stock | F | 395 | $19.93 | Disposed | 2340 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-29 | Restricted Stock Unit | $0 | M | 3323 | Disposed | 2016-02-29 | Common Stock (3323) | Direct |
| 2016-02-29 | Restricted Stock Unit | $0 | M | 1259 | Disposed | Common Stock (1259) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8122 | Direct |
| Common Stock | 3574 | Direct |
| Common Stock | 2304 | Direct |
| Common Stock | 6613 | Direct |
Footnotes
F1: Shares exercised to cover taxes related to vesting from 2/28/13 RSU & PSU grant
F2: RSUs performance-based granted 2/28/14
F3: Shares exercised to cover taxes related to vesting from 2/28/14 PSU grant.
F4: RSU time-based granted 2/28/14
F5: Shares exercised to cover taxes related to vesting from 2/28/14 RSU grant.
F6: RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
F7: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
F8: RSUs time-based; granted 2/17/15
F9: RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.
F10: Original share amount should be 9,969. Correction of 1 share was made to original balance.
F11: RSUs performance-based originally filed on 3/1/13 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results.
F12: 3 year step vest starting 2/28/2014
F13: Does not expire unless shares are forfeited before vesting.