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CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2016
May 4, 2016
32388_dirs_2016-05-03_d40da6e4-cc17-42b8-9d81-dc782776d02a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2016-05-02
Reporting Person: Mizumoto Lance A. (Director, President & CBO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-02 | Common Stock | M | 2097 | $23.39 | Acquired | 42440 | Direct |
| 2016-05-02 | Common Stock | M | 7253 | $23.39 | Acquired | 49919 | Direct |
| 2016-05-02 | Common Stock | M | 226 | $23.39 | Acquired | 42666 | Direct |
| 2016-05-02 | Common Stock | M | 781 | $23.39 | Acquired | 50700 | Direct |
| 2016-05-02 | Common Stock | F | 739 | $23.39 | Disposed | 49961 | Direct |
| 2016-05-02 | Common Stock | F | 2556 | $23.39 | Disposed | 47405 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-02 | Restricted Stock Unit | $0 | M | 2097 | Disposed | 2017-05-02 | Common Stock (2097) | Direct |
| 2016-05-02 | Restricted Stock Unit | $0 | M | 7253 | Disposed | 2017-05-02 | Common Stock (7253) | Direct |
| 2016-05-02 | Restricted Stock Unit | $0 | M | 226 | Disposed | 2017-05-02 | Common Stock (226) | Direct |
| 2016-05-02 | Restricted Stock Unit | $0 | M | 781 | Disposed | 2017-05-02 | Common Stock (781) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8122 | Direct |
| Common Stock | 3574 | Direct |
| Common Stock | 2304 | Direct |
| Common Stock | 4645 | Direct |
| Common Stock | 2340 | Direct |
| Common Stock | 6613 | Direct |
Footnotes
F1: Shares used to cover taxes
F2: Shares used to cover taxes
F3: RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
F4: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.
F5: RSUs time-based; granted 2/17/15
F6: RSUs performance-based granted 2/28/14
F7: RSU time-based granted 2/28/14
F8: RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.
F9: RSUs performance-based originally filed on 5/3/12 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results.
F10: RSUs performance-based originally filed on 12/3/12 at 100% (target) performance criteria. This supplements that filing to note the actual number shares vested based on performance results