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CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2015
Jul 10, 2015
32388_dirs_2015-07-10_4fe325fc-6a99-4167-aa6b-6a4b5757eca3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2013-12-31
Reporting Person: Ngo Agnes Catherine (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Common Stock | A | 2855 | — | Acquired | 2855 | Direct |
| 2014-12-31 | Common Stock | A | 5767 | — | Acquired | 5767 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-31 | Restricted Stock Unit | $0 | A | 32238 | Acquired | 2017-05-02 | Common Stock (32238) | Direct |
| 2013-12-31 | Restricted Stock Unit | $0 | A | 9601 | Acquired | 2016-02-29 | Common Stock (9601) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 69222 | Indirect |
| Common Stock | 5886 | Indirect |
| Common Stock | 4627 | Indirect |
| Common Stock | 3188 | Indirect |
| Common Stock | 8122 | Direct |
| Common Stock | 2706 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $0 | 2017-05-02 | Common Stock (6746) | 6746 | Direct |
| Restricted Stock Unit | $0 | Common Stock (6497) | 6497 | Direct |
Footnotes
F1: RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
F2: RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
F3: RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
F4: RSUs time-based; granted 2/17/15
F5: RSUs performance-based originally filed on 5/3/12 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results.
F6: RSUs performance-based originally filed on 3/1/13 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results.
F7: 3 year step vest starting 2/28/2014
F8: No expiration unless forfeited before vest.