AI assistant
CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2015
Nov 7, 2015
32388_dirs_2015-11-06_133e0105-fc57-4330-925a-05f5be16ce1f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2015-11-05
Reporting Person: Ngo Agnes Catherine (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-05 | Common Stock | S | 1000 | $23.15 | Disposed | 2188 | Indirect |
| 2015-11-05 | Common Stock | S | 1000 | $23.2394 | Disposed | 1188 | Indirect |
| 2015-11-05 | Common Stock | S | 1188 | $23.25 | Disposed | 0 | Indirect |
| 2015-11-05 | Common Stock | S | 4627 | $23.00 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 69222 | Indirect |
| Common Stock | 5886 | Indirect |
| Common Stock | 8122 | Direct |
| Common Stock | 2706 | Direct |
| Common Stock | 9480 | Direct |
| Common Stock | 5767 | Direct |
| Common Stock | 2714 | Indirect |
| Common Stock | 2855 | Direct |
| Common Stock | 13227 | Direct |
Footnotes
F1: These shares were sold by Startup Capital Ventures, Management Co, LLC (the "Company"). Ms. Ngo had an interest in the shares owned by the Company. Ms. Ngo disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F2: These shares were sold by Startup Capital Ventures, LP (the "Partnership"). Ms. Ngo had an interest in the shares owned by the Partnership. Ms. Ngo disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F3: RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results
F4: RSUs time-based; granted 2/17/15
F5: RSUs performance-based were originally filed on 3/4/2014 at the maximum performance criteria. This supplements that filing to note the actual number shares that vested based on the performance results.
F6: RSUs time-based originally filed on 3/4/2014 were reported with RSUs performance-based and combined into one holding. This clarifies that filing and creates a separate holding for the RSUs time-based only.
F7: RSU time-based grant 8/17/15, with 5-year vesting schedule, whereby shares to vest in equal increments over 5-years.