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CENTRAL PACIFIC FINANCIAL CORP — Director's Dealing 2011
May 5, 2011
32388_dirs_2011-05-05_8ba78b00-15c1-442e-82b7-5223c34e3d03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL PACIFIC FINANCIAL CORP (CPF)
CIK: 0000701347
Period of Report: 2010-12-01
Reporting Person: Ngo Agnes Catherine (EVP and CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-04 | Common Stock | M | 4171 | $10.00 | Acquired | 4171 | Indirect |
| 2010-12-01 | Common Stock | J | 63771 | $1.42 | Acquired | 63771 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-04 | Subscription Rights (right to buy) | $10.00 | J | 4171 | Disposed | 2011-05-06 | Common Stock (4171) | Indirect |
| 2011-05-04 | Subscription Rights (right to buy) | $10.00 | J | 4171 | Acquired | 2011-05-06 | Common Stock (4171) | Indirect |
| 2011-05-04 | Subscription Rights (right to buy) | $10.00 | M | 4171 | Disposed | 2011-05-06 | Common Stock (4171) | Indirect |
Footnotes
F1: On 12/20/10 John Dean gifted shares to SCV Management Co. LLC. Catherine Ngo has voting rights over these shares.
F2: SCV Management Co. LLC transferred its rights to SCV, LP.
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