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CENTRAL GARDEN & PET CO — Director's Dealing 2021
Feb 9, 2021
31728_dirs_2021-02-09_e84fd959-b81b-4600-891d-59a93142e77b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2021-02-09
Reporting Person: Walker John D. III (President, Garden Consumer Pro)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 96280 | Direct |
| Units - Class A Common Stock | 7586 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.82 | 2022-01-29 | Class A Common Stock (19500) | Direct | |
| Stock Option (Right to Buy) | $30.94 | 2023-01-20 | Class A Common Stock (14690) | Direct | |
| Stock Option (Right to Buy) | $36.70 | 2024-01-19 | Class A Common Stock (14450) | Direct | |
| Stock Option (Right to Buy) | $27.20 | 2025-02-13 | Class A Common Stock (22285) | Direct | |
| Stock Option (Right to Buy) | $28.50 | 2026-02-10 | Class A Common Stock (21053) | Direct |
Footnotes
F1: Includes 19,650 restricted shares of Class A Common Stock granted on December 4, 2018, which shares will vest annually in one-third increments and be exercisable beginning on December 4, 2021; and 70,175 restricted shares of Class A Common Stock granted on February 10, 2020, which shares will vest annually in one-fourth increments and be exercisable beginning on February 10, 2023.
F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3: Options were granted January 29, 2016, of which 6,500 have vested and have been exercised; and the remaining 19,500 shares have vested and are exercisable.
F4: Options were granted January 20, 2017, of which all 14,690 have vested and are exercisable.
F5: Options were granted January 19, 2018, of which 10,837 have vested and are exercisable; and the remaining 3,613 shares shall vest and be exercisable on January 19, 2022.
F6: Options were granted February 13, 2019, of which 5,571 have vested and are exercisable; and the remaining shall vest and be exercisable as follows: 5,571 on February 13, 2021 and on February 13, 2022; and 5,572 on February 13, 2023.
F7: Options were granted February 10, 2020 and shall vest and be exercisable as follows: 5,263 on February 10, 2021, on February 10, 2022; and on February 10, 2023; and 5,264 on February 10, 2024.