CENTRAL GARDEN & PET CO — Director's Dealing 2021

Feb 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2021-02-09

Reporting Person: PENNINGTON BROOKS III (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-09	Class A Common Stock	A	1591	$0.00	Acquired	37046	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-09	Stock Option (Right to Buy)	$44.02	A	4544	Acquired	2027-02-09	Class A Common St (4544)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	3876	Indirect
Class A Common Stock	15208	Indirect
Units	2006.15	Indirect
Common Stock	159950	Direct
Common Stock	6938	Indirect
Common Stock	7604	Indirect

Footnotes

F1: Restricted stock award granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

F2: Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.

F3: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.

F5: Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

F6: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 9, 2021, the date of the grant.