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CENTRAL GARDEN & PET CO — Director's Dealing 2021
May 11, 2021
31728_dirs_2021-05-11_c2af2eb0-b2a8-425b-8cd6-bd60e5c399bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2021-05-07
Reporting Person: Hanson John Edward (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Class A Common Stock | M | 4782 | $27.88 | Acquired | 49892 | Direct |
| 2021-05-07 | Class A common Stock | F | 1501 | $53.62 | Disposed | 48391 | Direct |
| 2021-05-07 | Class A Common Stock | M | 7022 | $21.37 | Acquired | 55413 | Direct |
| 2021-05-07 | Class A Common Stock | F | 2762 | $53.62 | Disposed | 52651 | Direct |
| 2021-05-07 | Class A Common Stock | M | 5263 | $28.50 | Acquired | 57914 | Direct |
| 2021-05-07 | Class A Common Stock | F | 1612 | $53.62 | Disposed | 56302 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-07 | Stock Option (Right to Buy) | $27.88 | M | 4782 | Disposed | 2025-02-12 | Class A Common Stock (4782) | Direct |
| 2021-05-07 | Stock Option (Right to Buy) | $21.37 | M | 7022 | Disposed | 2025-08-04 | Class A Common Stock (7022) | Direct |
| 2021-05-07 | Stock Option (Right to Buy) | $28.50 | M | 5263 | Disposed | 2026-02-10 | Class A Common Stock (5263) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 1156 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3: Options were granted on February 12, 2019, of which 2,391 have vested and are exercisable, and the remaining 4,783 shares will vest and be exercisable as follows: 2,391 shares on August 12, 2020; and 2,392 shares on August 12, 2021.
F4: Options were granted on August 4, 2019 and will vest and be exercisable as follows: 7,022 on August 4, 2020; 7,023 on August 4, 2021; 7,022 on August 4, 2022; and 7,023 on August 4, 2023.
F5: Options were granted on February 10, 2020 and shall vest and be exercisable in four annual increments of 25% beginning on February 10, 2021.