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CENTRAL GARDEN & PET CO — Director's Dealing 2021
May 17, 2021
31728_dirs_2021-05-17_7ac0a260-aee3-4169-9ee3-a04aa21df3f8.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2021-05-10
Reporting Person: Walker John D. III (President, Garden Consumer Pro)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Class A Common Stock | M | 19500 | $13.82 | Acquired | 118052 | Direct |
| 2021-05-10 | Class A Common Stock | F | 9304 | $54.86 | Disposed | 108748 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Stock Option (Right to Buy) | $13.82 | M | 19500 | Disposed | 2022-01-29 | Class A Common Stock (19500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 8105 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock withheld by the Issuer in payment of the aggregate option exercise and withholding tax liability incurred upon the above-reported exercise of options.
F3: The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock beneficially owned by Mr. Walker following the Reported Transaction.
F4: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F5: Options were granted on January 29, 2016 and are fully vested.