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CENTRAL GARDEN & PET CO — Director's Dealing 2019
Nov 14, 2019
31728_dirs_2019-11-14_ec693817-cbba-430c-be3c-76ac22e15198.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2019-11-12
Reporting Person: Schwichtenberg Kay (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-12 | Class A Common Stock | M | 12500 | $10.63 | Acquired | 34225 | Direct |
| 2019-11-12 | Class A Common Stock | F | 8023 | $28.61 | Disposed | 26202 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-12 | Stock Option (Right to Buy) | $10.63 | M | 12500 | Disposed | 2021-03-31 | Class A Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 914.6358 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3: Options were granted on April 16, 2015, and all shares are vested and have been exercised.