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CENTRAL GARDEN & PET CO Director's Dealing 2019

Nov 14, 2019

31728_dirs_2019-11-14_ec693817-cbba-430c-be3c-76ac22e15198.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2019-11-12

Reporting Person: Schwichtenberg Kay (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-12 Class A Common Stock M 12500 $10.63 Acquired 34225 Direct
2019-11-12 Class A Common Stock F 8023 $28.61 Disposed 26202 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-12 Stock Option (Right to Buy) $10.63 M 12500 Disposed 2021-03-31 Class A Common Stock (12500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Units 914.6358 Indirect

Footnotes

F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.

F3: Options were granted on April 16, 2015, and all shares are vested and have been exercised.