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CENTRAL GARDEN & PET CO Director's Dealing 2018

Jan 12, 2018

31728_dirs_2018-01-12_d8a7f070-793d-41b7-94fd-7270a97f530d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2018-01-10

Reporting Person: PENNINGTON BROOKS III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-10 Class A Common Stock S 10000 $35.4744 Disposed 35928 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 15208 Indirect
Class A Common Stock 3876 Indirect
Common Stock 159950 Direct
Common Stock 40040 Indirect
Common Stock 6938 Indirect
Common Stock 7604 Indirect
Units 1585.2316 Indirect

Footnotes

F1: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2: The range of prices for the shares of Class A Common Stock is from $35.13 to $35.81. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.

F5: By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F6: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.