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CENTRAL GARDEN & PET CO — Director's Dealing 2018
Feb 15, 2018
31728_dirs_2018-02-15_345701c7-c29f-4b5f-842c-b972fab99fdb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2018-02-13
Reporting Person: Colligan Thomas J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-13 | Class A Common Stock | A | 542 | $0.00 | Acquired | 4113 | Direct |
| 2018-02-13 | Class A Common Stock | M | 2099 | $31.76 | Acquired | 6212 | Direct |
| 2018-02-13 | Class A Common Stock | F | 1809 | $36.87 | Disposed | 4403 | Direct |
| 2018-02-13 | Class A Common Stock | M | 4849 | $13.75 | Acquired | 9252 | Direct |
| 2018-02-13 | Class A Common Stock | F | 1809 | $36.87 | Disposed | 7443 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-13 | Stock Option (Right to Buy) | $36.94 | A | 5415 | Acquired | 2021-08-13 | Class A Common Stock (5415) | Direct |
| 2018-02-13 | Stock Option (Right to Buy) | $31.76 | M | 2099 | Disposed | 2020-08-09 | Class A Common Stock (2099) | Direct |
| 2018-02-13 | Stock Option (Right to Buy) | $13.75 | M | 4849 | Disposed | 2019-08-09 | Class A Common Stock (4849) | Direct |
Footnotes
F1: Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended
F2: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F3: Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
F4: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 13, 2018, the date of the grant.
F5: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant.
F6: One-third of the total options granted became exercisable at each of 6 months, 18 months, and 30 months after February 9, 2016, the date of the grant.