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CENTRAL GARDEN & PET CO — Director's Dealing 2018
May 14, 2018
31728_dirs_2018-05-14_0ebe3de7-0ce7-4d69-8a84-ccc544e4a1f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2018-05-10
Reporting Person: Reed Michael A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-10 | Class A Common Stock | M | 12500 | $10.63 | Acquired | 142240 | Direct |
| 2018-05-10 | Class A Common Stock | F | 7149 | $36.15 | Disposed | 135091 | Direct |
| 2018-05-10 | Class A Common Stock | M | 12500 | $13.82 | Acquired | 147591 | Direct |
| 2018-05-10 | Class A Common Stock | F | 7818 | $36.15 | Disposed | 139773 | Direct |
| 2018-05-11 | Class A Common Stock | S | 16365 | $36.50 | Disposed | 123408 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-10 | Class A Common Stock | $10.63 | M | 12500 | Disposed | 2021-03-31 | Class A Common Stock (12500) | Direct |
| 2018-05-10 | Class A Common Stock | $13.82 | M | 12500 | Disposed | 2022-01-29 | Class A Common Stock (12500) | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: On April 16, 2015, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning on March 31, 2016.
F3: On January 29, 2016, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning on January 29, 2017.