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CENTRAL GARDEN & PET CO — Director's Dealing 2017
Feb 16, 2017
31728_dirs_2017-02-15_966f9618-20c2-4abe-a271-568e5b3861ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-02-14
Reporting Person: Ranelli John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-14 | Class A Common Stock | A | 630 | $0.00 | Acquired | 127335 | Direct |
| 2017-02-14 | Class A Common Stock | M | 51653 | $8.93 | Acquired | 178988 | Direct |
| 2017-02-14 | Class A Common Stock | F | 29506 | $31.60 | Disposed | 149482 | Direct |
| 2017-02-14 | Class A Common Stock | M | 52302 | $12.50 | Acquired | 201784 | Direct |
| 2017-02-14 | Class A Common Stock | F | 37186 | $31.60 | Disposed | 164598 | Direct |
| 2017-02-14 | Class A Common Stock | M | 52302 | $15.00 | Acquired | 216900 | Direct |
| 2017-02-14 | Class A Common Stock | F | 39164 | $31.60 | Disposed | 177736 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-14 | Stock Option (Right to Buy) | $31.76 | A | 6298 | Acquired | 2020-08-09 | Class A Common Stock (6298) | Direct |
| 2017-02-14 | Stock Option (Right to Buy) | $8.93 | M | 51653 | Disposed | 2019-02-11 | Class A Common Stock (51653) | Direct |
| 2017-02-14 | Stock Option (Right to Buy) | $12.50 | M | 52302 | Disposed | 2019-02-11 | Class A Common Stock (52302) | Direct |
| 2017-02-14 | Stock Option (Right to Buy) | $15.00 | M | 52302 | Disposed | 2019-02-11 | Class A Common Stock (52302) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 81719 | Indirect |
| Common Stock | 64253 | Direct |
| Commmon Stock | 39384 | Indirect |
Footnotes
F1: Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
F2: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
F3: Mr. Ranelli disclaims beneficial ownership of the shares of the Company's Common Stock and Class A Common Stock owned by the John R. Ranelli Trust dated 12/24/97 except to the extent of his pecuniary interest therein.
F4: Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
F5: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant.
F6: The option vests in four equal annual installments beginning February 11, 2013.