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CENTRAL GARDEN & PET CO Director's Dealing 2017

Feb 16, 2017

31728_dirs_2017-02-15_c1cc53eb-a808-40ca-a6c3-47672f6e51b8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-02-14

Reporting Person: PENNINGTON BROOKS III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-14 Class A Common Stock A 630 $0.00 Acquired 58365 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-14 Stock Option (Right to Buy) $31.76 A 6298 Acquired 2020-08-09 Class A Common Stock (6298) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 3876 Indirect
Class A Common Stock 15208 Indirect
Units 1541.245 Indirect
Commmon Stock 159950 Direct
Common Stock 49040 Indirect
Common Stock 6938 Indirect
Common Stock 7604 Indirect

Footnotes

F1: Restricted stock award granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

F2: Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.

F3: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F4: By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

F5: Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.

F6: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant.