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CENTRAL GARDEN & PET CO — Director's Dealing 2017
Feb 16, 2017
31728_dirs_2017-02-15_c1cc53eb-a808-40ca-a6c3-47672f6e51b8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-02-14
Reporting Person: PENNINGTON BROOKS III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-14 | Class A Common Stock | A | 630 | $0.00 | Acquired | 58365 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-14 | Stock Option (Right to Buy) | $31.76 | A | 6298 | Acquired | 2020-08-09 | Class A Common Stock (6298) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3876 | Indirect |
| Class A Common Stock | 15208 | Indirect |
| Units | 1541.245 | Indirect |
| Commmon Stock | 159950 | Direct |
| Common Stock | 49040 | Indirect |
| Common Stock | 6938 | Indirect |
| Common Stock | 7604 | Indirect |
Footnotes
F1: Restricted stock award granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.
F2: Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.
F3: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F4: By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F5: Stock options granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended.
F6: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant.