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CENTRAL GARDEN & PET CO Director's Dealing 2017

Feb 21, 2017

31728_dirs_2017-02-21_9865bd9d-17c0-4442-9650-6fab0202d98d.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-02-14

Reporting Person: Schwichtenberg Kay (Executive Vice President)

Holdings (Non-Derivative)

Security Shares Ownership
Units 50.9039 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $10.63 2021-03-31 Class A Common Stock (37500) Direct
Stock Option (Right to Buy) $13.82 2022-01-29 Class A Common Stock (50000) Direct
Stock Option (Right to Buy) $30.94 2023-01-20 Class A Common Stock (14690) Direct

Footnotes

F1: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.

F2: Options were granted on April 16, 2015, of which 12,500 have vested and been exercised and the remaining 37,500 shares will vest and be exercisable as follows: 12,500 shares on March 31, 2017; 12,500 shares on March 31, 2018; and 12,500 shares on March 31, 2019.

F3: Options were granted on January 29, 2016, of which 12,500 have vested and are exercisable and the remaining 37,500 shares will vest and be exercisable as follows: 12,500 shares on January 29, 2018; 12,500 shares on January 29, 2019; and 12,500 shares on January 29, 2020.

F4: The options shall vest in four increments of 25% on January 20, 2018, 2019, 2020, and 2021.