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CENTRAL GARDEN & PET CO — Director's Dealing 2017
Feb 21, 2017
31728_dirs_2017-02-21_9865bd9d-17c0-4442-9650-6fab0202d98d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-02-14
Reporting Person: Schwichtenberg Kay (Executive Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 50.9039 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.63 | 2021-03-31 | Class A Common Stock (37500) | Direct | |
| Stock Option (Right to Buy) | $13.82 | 2022-01-29 | Class A Common Stock (50000) | Direct | |
| Stock Option (Right to Buy) | $30.94 | 2023-01-20 | Class A Common Stock (14690) | Direct |
Footnotes
F1: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F2: Options were granted on April 16, 2015, of which 12,500 have vested and been exercised and the remaining 37,500 shares will vest and be exercisable as follows: 12,500 shares on March 31, 2017; 12,500 shares on March 31, 2018; and 12,500 shares on March 31, 2019.
F3: Options were granted on January 29, 2016, of which 12,500 have vested and are exercisable and the remaining 37,500 shares will vest and be exercisable as follows: 12,500 shares on January 29, 2018; 12,500 shares on January 29, 2019; and 12,500 shares on January 29, 2020.
F4: The options shall vest in four increments of 25% on January 20, 2018, 2019, 2020, and 2021.