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CENTRAL GARDEN & PET CO — Director's Dealing 2017
Feb 22, 2017
31728_dirs_2017-02-22_425de94c-8dc9-46cd-94dd-dd64282f826d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-02-17
Reporting Person: Yuhas George A. (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Class A Common Stock | M | 12500 | $10.63 | Acquired | 64325 | Direct |
| 2017-02-17 | Class A Common Stock | F | 8512 | $33.65 | Disposed | 55813 | Direct |
| 2017-02-17 | Class A Common Stock | M | 11750 | $13.82 | Acquired | 67563 | Direct |
| 2017-02-17 | Class A Common Stock | F | 8451 | $33.65 | Disposed | 59112 | Direct |
| 2017-02-22 | Class A Common Stock | S | 7287 | $32.4643 | Disposed | 51825 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-17 | Stock Option (Right to Buy) | $10.63 | M | 12500 | Disposed | 2021-03-31 | Class A Common Stock (12500) | Direct |
| 2017-02-17 | Stock Option (Right to Buy) | $13.82 | M | 11750 | Disposed | 2022-01-29 | Class A Common Stock (11750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 3652.224 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The range of prices for the shares of Class A Common Stock is from $33.265 to $33.354. Mr. Yuhas undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F4: The options shall vest in four increments of 25% on March 31, 2016, 2017, 2018 and 2019.
F5: The options shall vest in four increments of 25% on January 29, 2017, 2018, 2019 and 2020.