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CENTRAL GARDEN & PET CO — Director's Dealing 2017
May 16, 2017
31728_dirs_2017-05-15_67fee332-97b9-4ca2-9a57-c6e8907822a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-05-11
Reporting Person: Reed Michael A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-11 | Class A Common Stock | S | 7557 | $33.41 | Disposed | 142558 | Direct |
| 2017-05-11 | Class A Common Stock | M | 6250 | $6.43 | Acquired | 148808 | Direct |
| 2017-05-11 | Class A Common Stock | F | 3328 | $33.10 | Disposed | 145480 | Direct |
| 2017-05-11 | Class A Common Stock | M | 6250 | $10.63 | Acquired | 151730 | Direct |
| 2017-05-11 | Class A Common Stock | F | 3788 | $33.10 | Disposed | 147942 | Direct |
| 2017-05-11 | Class A Common Stock | M | 6250 | $13.82 | Acquired | 154192 | Direct |
| 2017-05-11 | Class A Common Stock | F | 4138 | $33.10 | Disposed | 150054 | Direct |
| 2017-05-12 | Class A Common Stock | M | 6250 | $6.43 | Acquired | 156304 | Direct |
| 2017-05-12 | Class A Common Stock | F | 3323 | $33.33 | Disposed | 152981 | Direct |
| 2017-05-12 | Class A Common Stock | M | 6250 | $10.63 | Acquired | 159231 | Direct |
| 2017-05-12 | Class A Common Stock | F | 3780 | $33.33 | Disposed | 155451 | Direct |
| 2017-05-12 | Class A Common Stock | M | 6250 | $13.82 | Acquired | 161701 | Direct |
| 2017-05-12 | Class A Common Stock | F | 4127 | $33.33 | Disposed | 157574 | Direct |
| 2017-05-12 | Class A Common Stock | S | 7550 | $33.00 | Disposed | 150024 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-11 | Class A Common Stock | $6.43 | M | 6250 | Disposed | 2019-03-31 | Class A Common Stock (6250) | Direct |
| 2017-05-12 | Class A Common Stock | $6.43 | M | 6250 | Disposed | 2019-03-31 | Class A Common Stock (6250) | Direct |
| 2017-05-11 | Class A Common Stock | $10.63 | M | 6250 | Disposed | 2021-03-31 | Class A Common Stock (6250) | Direct |
| 2017-05-12 | Class A Common Stock | $10.63 | M | 6250 | Disposed | 2021-03-31 | Class A Common Stock (6250) | Direct |
| 2017-05-11 | Class A Common Stock | $13.82 | M | 6250 | Disposed | 2022-01-29 | Class A Common Stock (6250) | Direct |
| 2017-05-12 | Class A Common Stock | $13.82 | M | 6250 | Disposed | 2022-01-29 | Class A Common Stock (6250) | Direct |
Footnotes
F1: The range of prices for the shares of Class A Common Stock is from $33.36 to $33.44. Mr. Reed undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F2: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F3: The range of prices for the shares of Class A Common Stock is from $32.97 to $33.01. Mr. Reed undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4: Options were granted on August 12, 2013 and all shares are vested & exercisable.
F5: On April 16, 2015, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning March 31, 2016.
F6: On January 29, 2016, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning January 29, 2017.