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CENTRAL GARDEN & PET CO Director's Dealing 2017

Aug 12, 2017

31728_dirs_2017-08-11_3b67d93c-81e9-40e1-9bee-b72757c579bb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-08-09

Reporting Person: Schwichtenberg Kay (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-09 Class A Common Stock M 12500 $10.63 Acquired 12500 Direct
2017-08-09 Class A Common Stock F 7784 $33.87 Disposed 4716 Direct
2017-08-09 Class A Common Stock M 12500 $13.82 Acquired 17216 Direct
2017-08-09 Class A Common Stock F 8431 $33.87 Disposed 8785 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-09 Stock Option (Right to Buy) $10.63 M 12500 Disposed 2021-03-31 Class A Common Stock (12500) Direct
2017-08-09 Stock Option (Right to Buy) $13.82 M 12500 Disposed 2022-01-29 Class A Common Stock (12500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Units 250.191 Indirect

Footnotes

F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.

F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.

F3: Options were granted on April 16, 2015, of which 25,000 have vested and been exercised and the remaining 25,000 shares will vest and be exercisable as follows: 12,500 shares on March 31, 2018; and 12,500 shares on March 31, 2019.

F4: Options were granted on January 29, 2016, of which 12,500 have vested and have been exercised and the remaining 37,500 shares will vest and be exercisable as follows: 12,500 shares on January 29, 2018; 12,500 shares on January 29, 2019; and 12,500 shares on January 29, 2020.