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CENTRAL GARDEN & PET CO — Director's Dealing 2017
Aug 12, 2017
31728_dirs_2017-08-11_3b67d93c-81e9-40e1-9bee-b72757c579bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-08-09
Reporting Person: Schwichtenberg Kay (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-09 | Class A Common Stock | M | 12500 | $10.63 | Acquired | 12500 | Direct |
| 2017-08-09 | Class A Common Stock | F | 7784 | $33.87 | Disposed | 4716 | Direct |
| 2017-08-09 | Class A Common Stock | M | 12500 | $13.82 | Acquired | 17216 | Direct |
| 2017-08-09 | Class A Common Stock | F | 8431 | $33.87 | Disposed | 8785 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-09 | Stock Option (Right to Buy) | $10.63 | M | 12500 | Disposed | 2021-03-31 | Class A Common Stock (12500) | Direct |
| 2017-08-09 | Stock Option (Right to Buy) | $13.82 | M | 12500 | Disposed | 2022-01-29 | Class A Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 250.191 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3: Options were granted on April 16, 2015, of which 25,000 have vested and been exercised and the remaining 25,000 shares will vest and be exercisable as follows: 12,500 shares on March 31, 2018; and 12,500 shares on March 31, 2019.
F4: Options were granted on January 29, 2016, of which 12,500 have vested and have been exercised and the remaining 37,500 shares will vest and be exercisable as follows: 12,500 shares on January 29, 2018; 12,500 shares on January 29, 2019; and 12,500 shares on January 29, 2020.