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CENTRAL GARDEN & PET CO — Director's Dealing 2017
Aug 17, 2017
31728_dirs_2017-08-16_15fcd4a8-3bc5-4c78-9829-524becf1ec6a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-08-14
Reporting Person: SPRINGER MARY BETH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-14 | Class A Common Stock | M | 6762 | $9.86 | Acquired | 7392 | Direct |
| 2017-08-14 | Class A Common Stock | F | 1960 | $34.03 | Disposed | 5432 | Direct |
| 2017-08-14 | Class A Common Stock | M | 4849 | $13.75 | Acquired | 10281 | Direct |
| 2017-08-14 | Class A Common Stock | F | 1960 | $34.03 | Disposed | 8321 | Direct |
| 2017-08-14 | Class A Common Stock | M | 2099 | $31.76 | Acquired | 10420 | Direct |
| 2017-08-14 | Class A Common Stock | F | 1959 | $34.03 | Disposed | 8461 | Direct |
| 2017-08-16 | Class A Common Stock | S | 630 | $32.973 | Disposed | 7831 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-14 | Stock Option (Right to Buy) | $9.86 | M | 6762 | Disposed | 2018-08-10 | Class A Common Stock (6762) | Direct |
| 2017-08-14 | Stock Option (Right to Buy) | $13.75 | M | 4849 | Disposed | 2019-08-09 | Class A Common Stock (4849) | Direct |
| 2017-08-14 | Stock Option (Right to Buy) | $31.76 | M | 2099 | Disposed | 2020-08-09 | Class A Common Stock (2099) | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: Shares are owned by the P. Rosenblum & M. Beth Springer TTEE Paul Rosenblum & Mary Beth Springer Revocable Trust Dated 10/28/2005.
F3: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.
F4: One-third of the total options granted became exercisable at each of 6 months, 18 months, and 30 months after February 9, 2016, the date of the grant.
F5: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 14, 2017, the date of the grant.