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CENTRAL GARDEN & PET CO — Director's Dealing 2017
Aug 28, 2017
31728_dirs_2017-08-28_764a812e-b470-4c8f-961f-4ff0edf775d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-08-24
Reporting Person: Yuhas George A. (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-24 | Class A Common Stock | M | 12500 | $6.43 | Acquired | 62759 | Direct |
| 2017-08-24 | Class A Common Stock | F | 8136 | $34.03 | Disposed | 54623 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-24 | Stock Option (Right to Buy) | $6.43 | M | 12500 | Disposed | 2019-03-31 | Class A Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 3861 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3: On August 12, 2013, the Reporting Person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vested in four equal annual installments beginning March 31, 2014.