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CENTRAL GARDEN & PET CO — Director's Dealing 2017
Sep 28, 2017
31728_dirs_2017-09-28_e1a42cb6-8ca1-419c-9f05-1a72de81bde0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2017-09-26
Reporting Person: Machek Howard (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-26 | Class A Common Stock | M | 5000 | $6.43 | Acquired | 24606 | Direct |
| 2017-09-26 | Class A Common Stock | F | 2443 | $35.67 | Disposed | 22163 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-26 | Stock Option (Right to Buy) | $6.43 | M | 5000 | Disposed | 2019-03-31 | Class A Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 2626 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The units represent interests in the CENT and CENTA Stock Funds in the Issuer's 401(k) Plan, which consist of shares of CENT and CENTA stock and cash.
F3: Options were granted on August 12, 2013 and all shares are vested & exercisable.