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CENTRAL GARDEN & PET CO — Director's Dealing 2016
Feb 19, 2016
31728_dirs_2016-02-18_ae0649e3-99f7-4144-b149-71c99140d2c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-02-16
Reporting Person: Reed Michael A (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Class A Common Stock | M | 37500 | $9.54 | Acquired | 193662 | Direct |
| 2016-02-16 | Class A Common Stock | F | 29236 | $13.91 | Disposed | 164426 | Direct |
| 2016-02-16 | Class A Common Stock | M | 25000 | $6.43 | Acquired | 189426 | Direct |
| 2016-02-16 | Class A Common Stock | F | 15234 | $13.91 | Disposed | 174192 | Direct |
| 2016-02-18 | Class A Common Stock | S | 18161 | $14.32 | Disposed | 156031 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-16 | Stock Option (Right to Buy) | $9.54 | M | 37500 | Disposed | 2018-03-26 | Class A Common Stock (37500) | Direct |
| 2016-02-16 | Stock Option (Right to Buy) | $6.43 | M | 25000 | Disposed | 2019-03-31 | Class A Common Stock (25000) | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: On March 26, 2012, the reporting person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning March 26, 2013.
F3: On August 12, 2013, the Reporting Person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning March 31, 2014.