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CENTRAL GARDEN & PET CO — Director's Dealing 2016
Mar 2, 2016
31728_dirs_2016-03-02_afb01b4e-976d-4e8a-b009-afe6554b3c7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-03-01
Reporting Person: PENNINGTON BROOKS III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-01 | Class A Common Stock | S | 10000 | $13.7103 | Disposed | 88208 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3876 | Indirect |
| Class A Common Stock | 15208 | Indirect |
| Units | 1463.71 | Indirect |
| Common Stock | 159950 | Direct |
| Common Stock | 49040 | Indirect |
| Common Stock | 6938 | Indirect |
| Common Stock | 7604 | Indirect |
Footnotes
F1: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F2: The range of prices for the shares of Class A Common Stock is from $13.51 to $13.85. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3: Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.
F4: By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F5: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan as of December 31, 2015, which consist of shares of CENTA stock and cash.
F6: By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.