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CENTRAL GARDEN & PET CO — Director's Dealing 2016
May 11, 2016
31728_dirs_2016-05-11_3abddfca-b6a5-49cb-8275-cca5f1ee32bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-05-09
Reporting Person: Machek Howard (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-09 | Class A Common Stock | M | 3200 | $9.26 | Acquired | 27438 | Direct |
| 2016-05-09 | Class A Common Stock | F | 2186 | $18.82 | Disposed | 25252 | Direct |
| 2016-05-09 | Class A Common Stock | M | 9000 | $9.54 | Acquired | 34252 | Direct |
| 2016-05-09 | Class A Common Stock | F | 6231 | $18.82 | Disposed | 28021 | Direct |
| 2016-05-09 | Class A Common Stock | S | 6000 | $18.75 | Disposed | 22021 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-09 | Stock Option (Right to buy) | $9.26 | M | 3200 | Disposed | 2017-04-13 | Class A Common Stock (3200) | Direct |
| 2016-05-09 | Stock Option (Right to buy) | $9.54 | M | 9000 | Disposed | 2018-03-26 | Class A Common Stock (9000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units - Class A Common Stock | 1461.8 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3: Options were granted on April 13, 2011. The 4,000 shares of Class A Common Stock did not vest.
F4: Options were granted on March 26, 2012 and all shares of Class A Common Stock are vested and exercisable.