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CENTRAL GARDEN & PET CO — Director's Dealing 2016
Aug 11, 2016
31728_dirs_2016-08-10_7e467d1c-f8be-4d1d-a754-57500158a233.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-08-09
Reporting Person: Machek Howard (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-09 | Class A Common Stock | M | 9000 | $9.54 | Acquired | 31021 | Direct |
| 2016-08-09 | Class A Common Stock | F | 5525 | $25.02 | Disposed | 25496 | Direct |
| 2016-08-09 | Class A Common Stock | S | 9500 | $25.05 | Disposed | 15996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-09 | Stock Option (Right to buy) | $9.54 | M | 9000 | Disposed | 2018-03-26 | Class A Common Stock (9000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Units | 1786 | Indirect |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3: Options were granted on March 26, 2012 and all shares of Class A Common Stock are vested and exercisable.