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CENTRAL GARDEN & PET CO — Director's Dealing 2016
Aug 23, 2016
31728_dirs_2016-08-23_e5bc162b-23f3-414d-80bb-47f6efb4f5ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-08-22
Reporting Person: BALOUSEK JOHN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-22 | Class A Common Stock | M | 6761 | $9.86 | Acquired | 8216 | Direct |
| 2016-08-22 | Class A Common Stock | F | 2721 | $24.50 | Disposed | 5495 | Direct |
| 2016-08-22 | Class A Common Stock | M | 9247 | $7.21 | Acquired | 14742 | Direct |
| 2016-08-22 | Class A Common Stock | F | 2722 | $24.50 | Disposed | 12020 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | Stock Option (Right to Buy) | $9.86 | M | 6761 | Disposed | 2018-08-10 | Class A Common Stock (6761) | Direct |
| 2016-08-22 | Stock Option (Right to Buy) | $7.21 | M | 9247 | Disposed | 2017-08-10 | Class A Common Stock (9247) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30160 | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015 the date of the grant.
F3: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2014 the date of the grant.