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CENTRAL GARDEN & PET CO — Director's Dealing 2016
Aug 24, 2016
31728_dirs_2016-08-23_0f5f4803-a408-4e3b-9799-5c009719aeed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-08-17
Reporting Person: CHICHESTER DAVID N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-17 | Class A Common Stock | G | 4063 | $0.00 | Disposed | 16422 | Direct |
| 2016-08-22 | Class A Common Stock | M | 9247 | $7.21 | Acquired | 25669 | Direct |
| 2016-08-22 | Class A Common Stock | F | 2722 | $24.50 | Disposed | 22947 | Direct |
| 2016-08-22 | Class A Common Stock | M | 6761 | $9.86 | Acquired | 29708 | Direct |
| 2016-08-22 | Class A Common Stock | F | 2721 | $24.50 | Disposed | 26987 | Direct |
| 2016-08-22 | Class A Common Stock | M | 4000 | $12.32 | Acquired | 30987 | Direct |
| 2016-08-22 | Class A Common Stock | F | 2012 | $24.50 | Disposed | 28975 | Direct |
| 2016-08-23 | Class A Common Stock | S | 12553 | $24.5613 | Disposed | 16422 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | Stock Option (Right to Buy) | $7.21 | M | 9247 | Disposed | 2017-08-10 | Class A Common Stock (9247) | Direct |
| 2016-08-22 | Stock Option (Right to Buy) | $9.86 | M | 6761 | Disposed | 2018-08-10 | Class A Common Stock (6761) | Direct |
| 2016-08-22 | Stock Option (Right to Buy) | $12.32 | M | 4000 | Disposed | 2020-08-17 | Class A Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2804 | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
F2: The range of prices for the shares of Class A Common Stock is from $24.52 to $24.61. Mr. Chichester undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2014, the date of the grant
F4: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.
F5: The options will vest upon the first to occur of termination of employment by the Company (other than for cause) or the expiration of six months after commencement of employment.