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CENTRAL GARDEN & PET CO — Director's Dealing 2016
Nov 15, 2016
31728_dirs_2016-11-15_f1e8e0fe-c21e-4896-9da1-4691ee80f6c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-11-14
Reporting Person: Ranelli John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-14 | Class A Common Stock | M | 154959 | $8.93 | Acquired | 456754 | Direct |
| 2016-11-14 | Class A Common Stock | F | 123615 | $26.89 | Disposed | 332802 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-14 | Stock Option (right to buy) | $8.93 | M | 154959 | Disposed | 2019-02-11 | Class A Common Stock (154959) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 638 | Indirect |
| Common Stock | 81863 | Indirect |
| Common Stock | 96379 | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
F2: Mr. Ranelli disclaims beneficial ownership of the shares of the Company's Common Stock and Class A Common Stock owned by the John R. Ranelli Trust Dated 12/24/97 except to the extent of his pecuniary interest therein.
F3: The option vests in four equal annual installments beginning February 11, 2013.