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CENTRAL GARDEN & PET CO — Director's Dealing 2016
Dec 8, 2016
31728_dirs_2016-12-08_d1402f55-b2cf-492d-a273-fcca2ebc1536.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-12-06
Reporting Person: CHICHESTER DAVID N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-06 | Class A Common Stock | M | 8500 | $12.32 | Acquired | 24922 | Direct |
| 2016-12-06 | Class A Common Stock | F | 3435 | $30.49 | Disposed | 21487 | Direct |
| 2016-12-06 | Class A Common Stock | M | 4848 | $13.75 | Acquired | 26335 | Direct |
| 2016-12-06 | Class A Common Stock | F | 2187 | $30.49 | Disposed | 24148 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-06 | Stock Option (Right to Buy) | $12.32 | M | 8500 | Disposed | 2020-08-17 | Class A Common Stock (8500) | Direct |
| 2016-12-06 | Stock Option (Right to Buy) | $13.75 | M | 4848 | Disposed | 2019-08-09 | Class A Common Stock (4848) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2804 | Direct |
Footnotes
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
F2: The options vested upon the first to occur of termination of employment by the Company (other than for cause) or the expiration of six months after commencement of employment.
F3: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 9, 2016 the date of the grant.