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CENTRAL GARDEN & PET CO — Director's Dealing 2016
Dec 8, 2016
31728_dirs_2016-12-08_67e9a88e-7f94-4252-a6ee-a94dba87d362.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CENTRAL GARDEN & PET CO (CENT)
CIK: 0000887733
Period of Report: 2016-12-06
Reporting Person: SPRINGER MARY BETH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-06 | Class A Common Stock | S | 1455 | $30.1154 | Disposed | 0 | Indirect |
| 2016-12-06 | Class A Common Stock | M | 27740 | $7.21 | Acquired | 27740 | Direct |
| 2016-12-06 | Class A Common Stock | F | 6560 | $30.49 | Disposed | 21180 | Direct |
| 2016-12-06 | Class A Common Stock | M | 13522 | $9.86 | Acquired | 34702 | Direct |
| 2016-12-06 | Class A Common Stock | F | 4373 | $30.49 | Disposed | 30329 | Direct |
| 2016-12-06 | Class A Common Stock | M | 4848 | $13.75 | Acquired | 35177 | Direct |
| 2016-12-06 | Class A Common Stock | F | 2187 | $30.49 | Disposed | 32990 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-06 | Stock Option (Right to Buy) | $7.21 | M | 27740 | Disposed | 2017-08-10 | Class A Common Stock (27740) | Direct |
| 2016-12-06 | Stock Option (Right to Buy) | $9.86 | M | 13522 | Disposed | 2018-08-10 | Class A Common Stock (13522) | Direct |
| 2016-12-06 | Stock Option (Right to Buy) | $13.75 | M | 4848 | Disposed | 2019-08-09 | Class A Common Stock (4848) | Direct |
Footnotes
F1: Shares are owned by the P. Rosenblum & M. Beth Springer TTEE Paul Rosenblum & Mary Beth Springer Revocable Trust Dated 10/28/2005.
F2: Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F3: One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2014, the date of grant.
F4: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of grant.
F5: One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 9, 2016 the date of the grant.